06-04636 | 10/16/2007 | Claimant(s): Diane Gilmore, Timothy Gilmore, Gilmore Family 1998 Trust Claimant Lawyers(s): Sean M. Kneafsey Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven Gourley, Arthur T. Berggren, David Nielsen Hearing Site: Los Angeles, CA
| | $63,577 |
06-04374 | 10/15/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Andrew Starostecki, James Gutner, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Andrew Starostecki, Michael A. Gross, Robert Persante Arbitrator(s): Robert J. Morris, Alfred Brunette, Oliver J. Janney Hearing Site: Tampa, FL
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06-04446 | 10/15/2007 | Claimant(s): Robert W. Baird & Co. Incorporated Claimant Lawyers(s): Brian D. Trexell Respondent(s): James Gutner Respondent Lawyers(s): Robert Persante Arbitrator(s): Hearing Site: Tampa, FL
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07-00181 | 10/15/2007 | Claimant(s): Reef Securities. Claimant Lawyers(s): Joel Held Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities. Respondent Lawyers(s): David B. Dyer, George S. Henry Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch Hearing Site: Dallas, TX
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06-00972 | 10/15/2007 | Claimant(s): The Gorak Foundation Trust Claimant Lawyers(s): Daniel L. Carroll Respondent(s): Dean Friedman Respondent Lawyers(s): Brett Sherman Arbitrator(s): Diane Ciccone, Linda S. Cole, Walter M. Schackman Hearing Site: New York, NY
| | $22,342 |
06-04885 | 10/15/2007 | Claimant(s): Neil Roberts Claimant Lawyers(s): Neil E. Roberts Respondent(s): Citigroup Global Markets., Robert Snyder Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Harold N. Mack Hearing Site: Boston, MA
| | $0 |
06-04292 | 10/12/2007 | Claimant(s): Moloney Securities Co.. Claimant Lawyers(s): Thomas L. Azar Respondent(s): Jacqueline Mead, William Mead Respondent Lawyers(s): Jacqueline M. Mead, William Ramey Mead Arbitrator(s): David A. Fingerhut Hearing Site: St. Louis, MO
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06-04895 | 10/12/2007 | Claimant(s): Anthony Ivankovich Claimant Lawyers(s): Robert A. Uhl Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S Clareman Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel Hearing Site: Chicago, IL
| | Stipulated Award |
06-03638 | 10/12/2007 | Claimant(s): Sondra and Solomon Roseman Claimant Lawyers(s): Louis M. Barbone Respondent(s): Daniel Butler, Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Linda T. Pellegrino, Chris P. Drucker, Dwight Wassong Hearing Site: Newark, NJ
| | $0 |
06-03915 | 10/12/2007 | Claimant(s): Richard Nadler Claimant Lawyers(s): Michael S. MacDonald Respondent(s): Wells Fargo Investments, Wells Fargo Brokerage Services Respondent Lawyers(s): Lawrence T. Hofmann Arbitrator(s): Jack D. Elmquist, Jeffrey W. Jacobs, Bradley A. Erickson Hearing Site: Minneapolis, MN
| | $0 |