06-04176 | 11/14/2007 | Claimant(s): Anne McDowell, Joseph Richter Claimant Lawyers(s): Joseph M. Richter Respondent(s): Morgan Stanley DW Inc., Lydia Hopps Respondent Lawyers(s): Cal G. Gonzales Arbitrator(s): Robert D. Sussin, Gerald F. Corrigan, Russell T. Doe Hearing Site: Los Angeles, CA
| | $0 |
07-00052 | 11/14/2007 | Claimant(s): Gordon C. and Patricia Hurlbert JT TEN Claimant Lawyers(s): David R. Volpe Respondent(s): Advest., Richard Sarachman Respondent Lawyers(s): Harry D. Frisch Arbitrator(s): William R. Gruver, Thomas R. Skulina, Albert Joseph Boucek Hearing Site: Pittsburgh, PA
| | $0 |
06-02926 | 11/13/2007 | Claimant(s): Madalyn Friedberg, Stephen Friedberg, Barbara J. Friedberg Irrevocable Trust, Hilary F. Friedberg Irrevocable Trust, Jacob Friedberg Trust, Lazar David Friedberg Trust, Tyler Forrest Friedberg Trust Claimant Lawyers(s): Leslie Trager Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Robert Manfredo, Hugh N. Fryer, April D. Bowie Hearing Site: New York, NY
| | $162,050 |
06-04930 | 11/13/2007 | Claimant(s): Earl Smith Claimant Lawyers(s): Robert J. Hinsch Respondent(s): Adam Novick, Craig Balsam, John Engelskirger, Leonard Monteforte, Timothy Daly Respondent Lawyers(s): Adam Matthew Novick, Craig Stuart Balsam, John William Engelskirger, Leonard Frank Monteforte, Timothy James Daly Arbitrator(s): F. Chet Taylor, Jeffrey W. Jacobs, Robert S. Burk Hearing Site: Minneapolis, MN
| | $33,850 |
06-04367 | 11/13/2007 | Claimant(s): Charlotte Bluestein, Edward Bluestein, CHARED Claimant Lawyers(s): Edward Bluestein Respondent(s): Terra Nova Trading, L.L.C. Respondent Lawyers(s): Christian T. Kemnitz Arbitrator(s): Bruce N. Sankin, Gerald Silverman, Tamra H. Sheffman Hearing Site: Boca Raton, FL
| | $0 |
06-00120 | 11/12/2007 | Claimant(s): Timothy Cappadona Claimant Lawyers(s): Samuel L. Davis Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Sheldon M. Finkelstein, Jeffrey Alan Helewitz, Dwight Wassong Hearing Site: Newark, NJ
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06-02824 | 11/12/2007 | Claimant(s): Irving Becker Claimant Lawyers(s): Jerome M. Selvers Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Karen L. Palermo Arbitrator(s): John P. Bannon, Martin A. Edelstein, Steven David Leader Hearing Site: Newark, NJ
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06-04112 | 11/12/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): Bret Swisher Respondent Lawyers(s): Bret A. Swisher Arbitrator(s): James A. Melfi, John B. Glueckert, Marc E. Henn Hearing Site: Columbus, OH
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07-00417 | 11/12/2007 | Claimant(s): Elizabeth Bondoc Claimant Lawyers(s): Neda Ataie Respondent(s): Wachovia Securities, Stephen Wilson Respondent Lawyers(s): Peter Brown Dolan, Ryan P. Smith Arbitrator(s): William E. Winfield, Troy C. Sumrall, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | $13,713 |
06-05331 | 11/09/2007 | Claimant(s): Christopher Allick Claimant Lawyers(s): David H.S. Commins Respondent(s): Peter Fader, Urchin Capital Partners LLC Respondent Lawyers(s): Alvin L. Fishman Arbitrator(s): Peter M Brabbee, Barbara M. Anscher, Osei J Adoma Hearing Site: San Francisco, CA
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