| 06-03130 | 12/21/2007 | Claimant(s): William Burke
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Eugene M. Setel, Keith A. Maier, Kathleen Fay Smith
Hearing Site: Buffalo, NY
|  | $0 |
| 07-01027 | 12/21/2007 | Claimant(s): Margaret Welch
Claimant Lawyers(s): Margaret Ann Welch
Respondent(s): Morgan Stanley DW Inc., Robert Glover
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Charles R. Tindell, William H. Fleece, Elwood Henry Weilage
Hearing Site: Orlando, FL
| | $0 |
| 07-01852 | 12/21/2007 | Claimant(s): Keith Kritikakos and Hollis L. Orvik
Claimant Lawyers(s): Keith A. Kritikakos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Ferdinand Schoch
Hearing Site: San Francisco, CA
| | $125 |
| 06-00700 | 12/20/2007 | Claimant(s): Dennis Metter, Donald Metter
Claimant Lawyers(s): Paula K. Maguire
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes
Hearing Site: Chicago, IL
| | |
| 07-00410 | 12/20/2007 | Claimant(s): Issa Razzaghi
Claimant Lawyers(s): Issa Razzaghi
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $7,500 |
| 06-00429 | 12/20/2007 | Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds
Claimant Lawyers(s): Francis A. Kovacs
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister
Hearing Site: Columbus, OH
| | $0 |
| 07-00023 | 12/20/2007 | Claimant(s): John Coates
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Michael Palmieri, Salomon Grey Financial Corporation
Respondent Lawyers(s): Kyle Rowe, Michael C. Palmieri
Arbitrator(s): Robert L. Nisely
Hearing Site: New York, NY
| | $0 |
| 05-03814 | 12/19/2007 | Claimant(s): Arthur Kieval
Claimant Lawyers(s): David L. Ward
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): James Mervin Benson, Frank M. Romano, Eli Bensky
Hearing Site: Houston, TX
| | |
| 06-05022 | 12/19/2007 | Claimant(s): Advest.
Claimant Lawyers(s): Mark P. Harbison
Respondent(s): Edward Wetzel, Jeffrey Kelley
Respondent Lawyers(s): Joseph William Conway
Arbitrator(s): Carl Hohnbaum, David J. Capriotti, Ralph H. Phillips
Hearing Site: Pittsburgh, PA
| | |
| 06-05029 | 12/19/2007 | Claimant(s): Advest.
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Kelley
Respondent Lawyers(s): Joseph William Conway
Arbitrator(s):
Hearing Site: Pittsburgh, PA
| | |
