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FINRA Awards for David J. Capriotti

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0080512/19/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Robert Berry
Respondent Lawyers(s): Christopher M. Devito
Arbitrator(s): David J. Capriotti
Hearing Site: Cleveland, OH
06-0502212/19/2007Claimant(s): Advest.
Claimant Lawyers(s): Mark P. Harbison
Respondent(s): Edward Wetzel, Jeffrey Kelley
Respondent Lawyers(s): Joseph William Conway
Arbitrator(s): Carl Hohnbaum, David J. Capriotti, Ralph H. Phillips
Hearing Site: Pittsburgh, PA

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