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FINRA Awards for Kathleen Fay Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0313012/21/2007Claimant(s): William Burke
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Eugene M. Setel, Keith A. Maier, Kathleen Fay Smith
Hearing Site: Buffalo, NY
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