22-00709 | 11/07/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY
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19-02832 | 11/07/2022 | Claimant(s): Abrahm Family Trust Claimant Lawyers(s): Jacob Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Joseph C. Watson, Robert B. Hansohn, Michael John Florio Hearing Site: Los Angeles, CA
| | Expungement |
19-02328 | 11/07/2022 | Claimant(s): Carl Abdalian Claimant Lawyers(s): Robert Souren Abdalian Respondent(s): Douglas Vollette, Fidelity Brokerage Services LLC, Todd Williams Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John C. Aten Hearing Site: Cleveland, OH
| | $0 |
22-00493 | 11/07/2022 | Claimant(s): Brian Birkes Claimant Lawyers(s): Brian C. Birkes Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maryanne M. Esser Hearing Site: Little Rock, AR
| | $4,371 |
21-02996 | 11/04/2022 | Claimant(s): Sameh Elmazahy Claimant Lawyers(s): Christopher D. Warren Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Bryan Lane Berson, Lorrie E Whitfield, Lynda Kommel-Browne Hearing Site: New York, NY
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22-00444 | 11/04/2022 | Claimant(s): Doel Garcia Romero Claimant Lawyers(s): Ubaldo M. Fernandez Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-00481 | 11/03/2022 | Claimant(s): Neil Gagnon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Elizabeth Curran Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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21-01929 | 11/02/2022 | Claimant(s): Richard Sholty Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Sarah Malik Arbitrator(s): Jeffrey E. Skogsbergh, Edith N. Dinneen, David Harvey Failer Hearing Site: Los Angeles, CA
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22-00112 | 11/01/2022 | Claimant(s): Thomas Hine Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Catherine Stewart Hearing Site: Hartford, CT
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22-00224 | 11/01/2022 | Claimant(s): Peter Shanahan Claimant Lawyers(s): Robert J. Moses Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Richard James Igou Hearing Site: Charlotte, NC
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