| 06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher
Claimant Lawyers(s): John R. Kiefner
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nancy Anderson Tayborn
Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 07-00898 | 04/24/2008 | Claimant(s): Matthew Ciaramella
Claimant Lawyers(s): Matthew J. Ciaramella
Respondent(s): Putnam Retail Management Ltd. Partners
Respondent Lawyers(s): Jason S. Pinney
Arbitrator(s): B. J. Krintzman
Hearing Site: Boston, MA
| | |
| 07-01526 | 04/24/2008 | Claimant(s): Richard Crandall
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Simone Sicola, Ian S. Greig, Richard Frederick Schaufert
Hearing Site: Orlando, FL
| | |
| 07-02129 | 04/24/2008 | Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Emily S. Courtnage
Respondent(s): Brian Kirk
Respondent Lawyers(s): Brian L. Kirk
Arbitrator(s): O. Meredith Wilson, Nelson Olf, Burton LaVon Beahm
Hearing Site: Portland, OR
| | |
| 07-01185 | 04/24/2008 | Claimant(s): Michael Allinson
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Glenn Meyer, Vision Securities Inc.
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Aaron Friedman, Elizabeth Gilbert, Jeffrey I. Kahn
Hearing Site: New York, NY
|  | $125,000 |
| 07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester
Claimant Lawyers(s): J. Benton Stewart
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller
Hearing Site: Orlando, FL
| | $0 |
| 07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
| | $0 |
| 06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo
Claimant Lawyers(s): Scott A. Lucas
Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson
Hearing Site: New York, NY
| | |
| 07-03172 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Scott Piper
Respondent Lawyers(s): Scott Piper
Arbitrator(s): Avery B. Goodman
Hearing Site: Denver, CO
| | |
| 07-03173 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Bradley Winer
Respondent Lawyers(s): Bradley Winer
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $0 |
