06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher Claimant Lawyers(s): John R. Kiefner Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler Hearing Site: Tampa, FL
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07-00898 | 04/24/2008 | Claimant(s): Matthew Ciaramella Claimant Lawyers(s): Matthew J. Ciaramella Respondent(s): Putnam Retail Management Ltd. Partners Respondent Lawyers(s): Jason S. Pinney Arbitrator(s): B. J. Krintzman Hearing Site: Boston, MA
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07-01526 | 04/24/2008 | Claimant(s): Richard Crandall Claimant Lawyers(s): Curtis Carlson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tucker H. Byrd Arbitrator(s): Simone Sicola, Ian S. Greig, Richard Frederick Schaufert Hearing Site: Orlando, FL
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07-02129 | 04/24/2008 | Claimant(s): Paulson Investment Company Claimant Lawyers(s): Emily S. Courtnage Respondent(s): Brian Kirk Respondent Lawyers(s): Brian L. Kirk Arbitrator(s): O. Meredith Wilson, Nelson Olf, Burton LaVon Beahm Hearing Site: Portland, OR
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07-01185 | 04/24/2008 | Claimant(s): Michael Allinson Claimant Lawyers(s): Christopher J. Gray Respondent(s): Glenn Meyer, Vision Securities Inc. Respondent Lawyers(s): Robert Heim Arbitrator(s): Aaron Friedman, Elizabeth Gilbert, Jeffrey I. Kahn Hearing Site: New York, NY
| | $125,000 |
07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester Claimant Lawyers(s): J. Benton Stewart Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Christopher J. Gawley Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller Hearing Site: Orlando, FL
| | $0 |
07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco Claimant Lawyers(s): Arnold Y. Steinberg Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan Hearing Site: Pittsburgh, PA
| | $0 |
06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo Claimant Lawyers(s): Scott A. Lucas Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank Respondent Lawyers(s): Thomas J. Momjian Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson Hearing Site: New York, NY
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07-03172 | 04/23/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Scott Piper Respondent Lawyers(s): Scott Piper Arbitrator(s): Avery B. Goodman Hearing Site: Denver, CO
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07-03173 | 04/23/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Bradley Winer Respondent Lawyers(s): Bradley Winer Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
| | $0 |