07-02376 | 06/02/2008 | Claimant(s): Beatrice Strulowitz Claimant Lawyers(s): Randall J. Perry Respondent(s): Frances Goldstein, Citigroup Global Markets. Respondent Lawyers(s): Douglas B. Appel, Joseph L. Calabrese Arbitrator(s): Herbert Z. Geiger, William E. Smith, Daniel A. Pinkus Hearing Site: Newark, NJ
| | $0 |
07-03208 | 05/30/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Robert Herskowitz Respondent Lawyers(s): Robert Herskowitz Arbitrator(s): George G. Kurschner Hearing Site: Ft. Lauderdale, FL
| | |
06-01810 | 05/30/2008 | Claimant(s): Soon Up Park, Young Ran Kim Claimant Lawyers(s): Christine M. Bae Respondent(s): Citigroup Global Markets., Joseph Vitetta, Roger Erichsen Respondent Lawyers(s): Adam M. Kauff, Joe Cervini, Joseph Gerard Vitetta Arbitrator(s): William J. Crowe, Fred S. Pieroni, Irwin Kahn Hearing Site: New York, NY
| | $73,000 |
06-05209 | 05/30/2008 | Claimant(s): Carol Marubio, Richard Marubio Claimant Lawyers(s): Mark P. Loftus Respondent(s): James Sims, Robert Thurlby, MetLife Securities. Respondent Lawyers(s): Penelope M. Taylor Arbitrator(s): Mary Beth Wheeler, David John Diersen, Craig D. Cook Hearing Site: Chicago, IL
| | $0 |
07-00979 | 05/30/2008 | Claimant(s): Benjamin Abney Claimant Lawyers(s): Ira L. Edwards Respondent(s): Sanders Morris Harris Inc. Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Edwin E O'Brien, Van R. Oliver, Mary Day Smelser Hearing Site: Oklahoma City, OK
| | $0 |
07-01931 | 05/30/2008 | Claimant(s): Lynn O. Hilliard Claimant Lawyers(s): Ryan Shaw Respondent(s): Wachovia Securities, Stuart May Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Carol M. Stoner Hearing Site: Charleston, WV
| | $0 |
07-00951 | 05/29/2008 | Claimant(s): Douglas Habryl Claimant Lawyers(s): Jeffrey R. Singer Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): James G. Cooper, Martha Failing, James P. Hoefling Hearing Site: Houston, TX
| | |
07-03339 | 05/29/2008 | Claimant(s): Vision Securities Inc. Claimant Lawyers(s): Martin P. Unger Respondent(s): Lewis Franklin Respondent Lawyers(s): Lewis Joseph Franklin Arbitrator(s): David T. Maddux Hearing Site: Nashville, TN
| | |
07-03197 | 05/29/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Joseph D'elia Respondent(s): Alan Haber Respondent Lawyers(s): Alan Haber Arbitrator(s): William E. Smith Hearing Site: Newark, NJ
| | $0 |
07-02385 | 05/29/2008 | Claimant(s): Herbert Lim, Nony Luikito-Kim, Herbert K. Lim & Nony L. Lukito-Kim Jt T, Lukito-Lim Family Trust Claimant Lawyers(s): Herbert K. Lim Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA
| | $10,263 |