08-00135 | 08/06/2008 | Claimant(s): National Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Ronald Cole Respondent Lawyers(s): Ronald Stillman Cole Arbitrator(s): Leonard M. Bakal Hearing Site: New York, NY
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07-02835 | 08/06/2008 | Claimant(s): Susan Clark Claimant Lawyers(s): Jerrold Wanek Respondent(s): Douglas Reese, Edward Jones Respondent Lawyers(s): Lynette McCloud Arbitrator(s): Carl G. Mohr Hearing Site: Des Moines, IA
| | $175 |
07-00302 | 08/05/2008 | Claimant(s): Abdul Manjee, Azim Manjee, Nawab Manjee, Prince Manjee, Zeb Manjee, ARM-S Electric. Claimant Lawyers(s): Greg A Adamski Respondent(s): Craig Blue, Gregory Gilmore, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert H. Springer, Richard H. Potter, F. Wesley Bowers Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
07-00905 | 08/05/2008 | Claimant(s): Cecilia Johnson, Leslie D. Roos Trust, Ruby S. Roos Trust Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Wachovia Securities, Capital Growth Financial Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Todd Ratner Arbitrator(s): Robert L. Agusto, Jonathan B. Gilbert, Elayne Morgan Hearing Site: Omaha, NE
| | $680,260 |
07-01487 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Arthur Castro Respondent Lawyers(s): David L. Casterline Arbitrator(s): Bert Levy, Basil Lewis, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
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07-03040 | 08/04/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Steven Owens Respondent Lawyers(s): Gene D. Lipscher Arbitrator(s): S. William Gersten Hearing Site: Boca Raton, FL
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07-03299 | 08/04/2008 | Claimant(s): Michael Ice Claimant Lawyers(s): William J. Foster Respondent(s): Dresdner Kleinwort Securities Respondent Lawyers(s): Lauren Malanga Casey Arbitrator(s): Mark S. Brody, Hilary B. Miller, Robert S. Getman Hearing Site: New York, NY
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06-03584 | 08/01/2008 | Claimant(s): Clyde Bridgeman Claimant Lawyers(s): Alan F. Block Respondent(s): Michael Camp, Joseph Gunnar & Co. Respondent Lawyers(s): John E. Lawlor Arbitrator(s): Ronald A. Lavery, David John Diersen, Michael S. Jordan Hearing Site: Chicago, IL
| | $107,000 |
07-01731 | 08/01/2008 | Claimant(s): David Savoy Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Leonard Sellers, Brewer Financial Services Respondent Lawyers(s): Amie B. Trupke, James B. Koch Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper Hearing Site: Milwaukee, WI
| | $0 |
06-05408 | 07/31/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Andy James Respondent Lawyers(s): Armand Salese Arbitrator(s): Richard B. Bequette, George N. Roy, Allan D. Breyer Hearing Site: Phoenix, AZ
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