04-03481 | 10/30/2008 | Claimant(s): JAS Holding Corporation, Jeffrey & Lauren Sardis JTWROS, Jeffrey & Lauren Sardis Jt. Ten Claimant Lawyers(s): Dan Brecher, William F. Dahill Respondent(s): Goldman, Sachs and Company, Sofia Frankel Respondent Lawyers(s): Brian F. McDonough, Michael J. Dell Arbitrator(s): Martin Jay Siegel, Dennis C. Meyerson, Michael S. Perinelli Hearing Site: New York, NY
| | $3,500,000 |
06-04283 | 10/30/2008 | Claimant(s): Joseph Kernke, Blanche I. Kernke Amend R & R Trust, Joseph C. Kernke Sr. Family Trust, Kenneth V. Kernke Amend. Trust Claimant Lawyers(s): Jerry L. Colclazier, Joseph Long Respondent(s): Jeffrey Kernke Respondent Lawyers(s): Joseph H. Bocock Arbitrator(s): Steven J. Balaban, Jan Preece Gaddis, Vicki J. Limas Hearing Site: Oklahoma City, OK
| | $23,500 |
07-00295 | 10/30/2008 | Claimant(s): Elaine Heng, Iona Hastings Claimant Lawyers(s): J. L. Spray Respondent(s): Brian Schuster, Capital Growth Financial Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs Arbitrator(s): Peter Ordower, Philip J. Glick, Linda A. Pawlisz Hearing Site: Omaha, NE
| | $116,000 |
07-01049 | 10/30/2008 | Claimant(s): Helen Alpert Claimant Lawyers(s): Darren C. Blum Respondent(s): Byron Meads, Doria Sabia-Florence, John Wyllys, Max Manack, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Doria Sabia-Florence, Neil S. Baritz Arbitrator(s): Susan M. Dunning, William E. Schneider, Carolyn E. Moore Hearing Site: Boca Raton, FL
| | $370,290 |
07-02917 | 10/30/2008 | Claimant(s): Gertrude McLean Claimant Lawyers(s): Robert G. McLean Respondent(s): Matthew Clark, Morgan Keegan & Company., Timothy Dumas Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Hugh J. Moore Hearing Site: Little Rock, AR
| | $500 |
07-03417 | 10/30/2008 | Claimant(s): Brant Kantor, Joel Kantor, Sue & Joe Kantor Claimant Lawyers(s): Michael Bedell Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Lori H. Carena Hearing Site: New York, NY
| | $0 |
07-02711 | 10/29/2008 | Claimant(s): Frederick Arnold Claimant Lawyers(s): Frederick Jay Arnold Respondent(s): Donald Siok, John Carney Respondent Lawyers(s): Donald Drew Siok, John Anthony Carney Arbitrator(s): Mary Ann M. Melchiorre Hearing Site: Philadelphia, PA
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08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc. Claimant Lawyers(s): Elizabeth M. Hill Respondent(s): Andrea Sawchuk Respondent Lawyers(s): Brian K. Wiley Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller Hearing Site: Philadelphia, PA
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08-01472 | 10/29/2008 | Claimant(s): Citigroup Global Markets., Citigroup Golbal Markets Holdings. Claimant Lawyers(s): Jennifer Blunt Respondent(s): Carlos Shibata Respondent Lawyers(s): Carlos A. Shibata Arbitrator(s): Daniel H. Yaffe, Laura Jeanette Cognetti, Doug Campbell Hearing Site: Miami, FL
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07-02368 | 10/29/2008 | Claimant(s): Anthony Antonakis, John Hughes, Kurly Dog Investments, Red Dog Investments Claimant Lawyers(s): Albert K. Lawler Respondent(s): Richard Buckley Respondent Lawyers(s): David L. Ward Arbitrator(s): Francis J. Pavetti, Robert L. Chase, Margaret Hotopp Hearing Site: New London, CT
| | $0 |