08-00256 | 12/12/2008 | Claimant(s): EKN Financial Services. Claimant Lawyers(s): Robert M. Bursky Respondent(s): Jazz Singh, Jason Associates. Respondent Lawyers(s): Jazz Singh, President or Compliance Officer Arbitrator(s): Jack Friedman, Joseph B. Russell, Richard D. Levin Hearing Site: New York, NY
| | $0 |
08-00576 | 12/12/2008 | Claimant(s): Heather Lynch Claimant Lawyers(s): Clinton R. Black Respondent(s): Andrew Martin, Morgan Stanley & Co. Respondent Lawyers(s): John L. Castelly Arbitrator(s): Richard F. Bieker, Robert T. Reeves, Barrett W. Freedlander Hearing Site: Baltimore, MD
| | $236,394 |
08-01260 | 12/12/2008 | Claimant(s): Sidney Chertock Claimant Lawyers(s): Gene Chertock Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hearing Site: New York, NY
| | $21,750 |
04-05898 | 12/12/2008 | Claimant(s): Melvin A. Guillory IRA Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Jason G. Ourso Hearing Site: New Orleans, LA
| | $0 |
06-04160 | 12/12/2008 | Claimant(s): Karen Wagner Claimant Lawyers(s): Bart Heemskerk Respondent(s): Gerald Kalish, RBC Dain Rauscher. Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Robert M. Singer Hearing Site: Hartford, CT
| | $0 |
06-01320 | 12/10/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site:
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07-03487 | 12/10/2008 | Claimant(s): Vincent P. Miraglia, MD, PA, Trustee Claimant Lawyers(s): Richard A. Stephens Respondent(s): Wachovia Securities Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, James Chris Mills Hearing Site: Boca Raton, FL
| | $0 |
07-01978 | 12/09/2008 | Claimant(s): Mondofin Inc., Mondofin Inc. No. 23, Mondofin Inc. No. 24, Mondofin Inc. No. 33 Claimant Lawyers(s): G. Mark Brewer Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jonathan Robbins Arbitrator(s): Alfred E. Monahan, Guenter S. Cohn, Gino Dante Serpe Hearing Site: San Diego, CA
| | $0 |
05-05018 | 12/08/2008 | Claimant(s): Jason Laney Claimant Lawyers(s): Scott R. Shewan Respondent(s): Wachovia Securities Respondent Lawyers(s): Christohper A. Stecher Arbitrator(s): Juleanne A. Thiebaut, Mary H. Evans Hearing Site: San Francisco, CA
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07-02913 | 12/05/2008 | Claimant(s): Stanley Pomichter Claimant Lawyers(s): Bruce Day Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Jonathan M. Sedlak Arbitrator(s): Thomas J. Donoghue, Jeffrey R. Hellman, Martin J. DeGennaro Hearing Site: Hartford, CT
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