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FINRA Awards for Martin J. DeGennaro

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0398609/06/2012Claimant(s): William B. Brown
Claimant Lawyers(s): William B. Brown
Respondent(s): UBS Financial Services Inc., Michele Aldo
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Alun Hywel Jones, James W. Kambas, Martin J. DeGennaro
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0291312/05/2008Claimant(s): Stanley Pomichter
Claimant Lawyers(s): Bruce Day
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Jonathan M. Sedlak
Arbitrator(s): Thomas J. Donoghue, Jeffrey R. Hellman, Martin J. DeGennaro
Hearing Site: Hartford, CT

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