08-01014 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Coffee Respondent Lawyers(s): David S. Coffee Arbitrator(s): John Michael Watson, William J. Kirkpatrick, Gary L. Foose Hearing Site: Houston, TX
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08-01218 | 12/18/2008 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Jeffrey Myers, Joseph Downey, Long Island Wealth Management Respondent Lawyers(s): Louis M. Lagalante, Michael P. Gilmore Arbitrator(s): Ann C. Northern, John R. O'Hanlon, Andrew H. Freund Hearing Site: New York, NY
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08-00685 | 12/18/2008 | Claimant(s): Dennis Rosenstock Claimant Lawyers(s): James D. Portman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Robert J. Ruben, Elizabeth A. Copley, David Nielsen Hearing Site: Los Angeles, CA
| | $0 |
07-03128 | 12/17/2008 | Claimant(s): Walter A. Flick & Judith R. Flick JTWROS Claimant Lawyers(s): David S. Blessing Respondent(s): Russell Stansell, Kovack Securities Inc. Respondent Lawyers(s): Brian Kovack, Russell Dean Stansell Arbitrator(s): Bill Swinford, Alex H. Keller, Harold Dean Tolbert Hearing Site: Cincinnati, OH
| | $52,515 |
08-00863 | 12/17/2008 | Claimant(s): Jerome Albert Trust uad 10/23/1986 Claimant Lawyers(s): John J. Muldoon Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Peter Ordower, Mary A. Duffy, Howard David Goodfriend Hearing Site: Chicago, IL
| | $12,250 |
07-00893 | 12/16/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Todd Ratner Respondent(s): John Kuehl Respondent Lawyers(s): David W. Dow Arbitrator(s): Jerry H. Friedland, Paul T. Sachs, Jeffrey Charles Evanello Hearing Site: Phoenix, AZ
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07-02880 | 12/16/2008 | Claimant(s): Michael Cooper Claimant Lawyers(s): Michael Cooper Respondent(s): Michael Shuckerow, Citistreet Advisors LLC Respondent Lawyers(s): James H. McQuade Arbitrator(s): Lewis W. Slaughter, Charles R. Tindell, Richard J. Fuller Hearing Site: Orlando, FL
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07-03578 | 12/16/2008 | Claimant(s): Maria Alcoreza Claimant Lawyers(s): Richard B. Fosher Respondent(s): Leonard & Company Respondent Lawyers(s): Dennis J. Levasseur Arbitrator(s): Patrick R. Sughroue, Eugene Kenneth Laporte, Anthony W. Candela Hearing Site: Detroit, MI
| | $155,415 |
08-00249 | 12/16/2008 | Claimant(s): William Goldstein, M.D. Claimant Lawyers(s): Elizabeth Zeck Respondent(s): Emmett A. Larkin Company. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Victor F. Alvarez, Sarah G. Anderson, James C. Hoover Hearing Site: Columbia, SC
| | $39,468 |
04-08019 | 12/16/2008 | Claimant(s): The Kramer Family Trust dtd 05/25/77 Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
| | $0 |