04-05979 | 12/22/2008 | Claimant(s): Elliott Haines Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Joyce A. Mitchell Hearing Site: Baltimore, MD
| | $0 |
07-02967 | 12/22/2008 | Claimant(s): Albert Sims and Mindy Sims Claimant Lawyers(s): Albert Sims Respondent(s): Nancy Baker, A.G. Edwards & Sons. Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Lisa M. Mezzetti Hearing Site: Washington, DC
| | $0 |
07-01395 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): David Thomas Respondent Lawyers(s): John A. Bender Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP Hearing Site: Seattle, WA
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08-00007 | 12/19/2008 | Claimant(s): Patricia Sharp Claimant Lawyers(s): Patricia M. Sharp Respondent(s): Charles Rappold, Gregory Brennan, B-Trade Services LLC Respondent Lawyers(s): James H. Forte Arbitrator(s): Roger M. Deitz, Sandra Gale Behrle, Farrell C. Glasser Hearing Site: New York, NY
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08-00805 | 12/19/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Robert Berry Respondent Lawyers(s): Christopher M. Devito Arbitrator(s): David J. Capriotti Hearing Site: Cleveland, OH
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08-00980 | 12/19/2008 | Claimant(s): Eddie Miller Claimant Lawyers(s): Kenneth W. Scott Respondent(s): Donna Haynes, James Popp, Sally Weinkam, Susan Meyers, PNC Investments Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West Hearing Site: Cincinnati, OH
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03-05275 | 12/19/2008 | Claimant(s): Joseph Webber Claimant Lawyers(s): William B. Young Respondent(s): Citigroup Global Markets., Jack B. Grubman Respondent Lawyers(s): Mark L. Parmelee Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL
| | $12,344 |
06-01615 | 12/19/2008 | Claimant(s): Nancy Wolin Claimant Lawyers(s): Alicia Santana Torres Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Matthew Thibaut Arbitrator(s): Sanford M. Naiditch, Brian William Schremp, Kenneth E. Merklen Hearing Site: Boca Raton, FL
| | $0 |
07-02484 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Stephan Day Respondent Lawyers(s): Stephan T. Day Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Kenneth B. Orenbach Hearing Site: Charlotte, NC
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07-03337 | 12/18/2008 | Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Intelligentias. Respondent Lawyers(s): Ian Rice Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx Hearing Site: Chicago, IL
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