| 09-01475 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York.
Claimant Lawyers(s): Justin C. Sawyer
Respondent(s): Bradford Wear
Respondent Lawyers(s): Peter M. Vial
Arbitrator(s):
Hearing Site: Portland, OR
| | |
| 09-00300 | 06/26/2009 | Claimant(s): David Cutler
Claimant Lawyers(s): David Harrison
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Paul Greenberg
Hearing Site: Washington, DC
|  | $11,400 |
| 07-00245 | 06/26/2009 | Claimant(s): Charna Knepper, Laurence Knepper, Nancy Knepper
Claimant Lawyers(s): Robert R. Barton
Respondent(s): Andrew Garrett.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Lonnie L. Cunningham, Murray S. Levin, Michael D. Fitzgerald
Hearing Site: Kansas City, MO
| | $0 |
| 08-00447 | 06/26/2009 | Claimant(s): Samuel McDonald
Claimant Lawyers(s): Sam McDonald
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng
Hearing Site: Boston, MA
| | $0 |
| 08-01066 | 06/26/2009 | Claimant(s): Claude Jones
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier
Hearing Site: Tampa, FL
| | $0 |
| 08-03829 | 06/26/2009 | Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
| | $0 |
| 08-01044 | 06/25/2009 | Claimant(s): Gerald Benjamin
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Navigant Capital Advisors, Navigant Consulting.
Respondent Lawyers(s): Phillip M. Goldberg
Arbitrator(s): Robert H. Putnam, Lawrence M. Oberdank, Susan Klaine Hughes
Hearing Site: Atlanta, GA
| | |
| 08-01668 | 06/25/2009 | Claimant(s): Walter Woodrick
Claimant Lawyers(s): Paul M. Thomas
Respondent(s): Joe King, Raymond James & Associates.
Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki
Arbitrator(s):
Hearing Site: New Orleans, LA
| | |
| 09-00018 | 06/25/2009 | Claimant(s): Charlotte D. Botello Revocable Trust
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Global Brokerage Services.
Respondent Lawyers(s): Gregory T. Lawrence
Arbitrator(s): Paul Davis Pearlstein, Mona Koppel Mitnick, Oliver P. Roche
Hearing Site: Washington, DC
| | $0 |
| 09-00522 | 06/25/2009 | Claimant(s): Michael R. Ladanyi, IRA
Claimant Lawyers(s): Michael R. Ladanyi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James M. Shaker
Hearing Site: Seattle, WA
| | $88 |
