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FINRA Awards for Charlotte D. Botello Revocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0001806/25/2009Claimant(s): Charlotte D. Botello Revocable Trust
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Global Brokerage Services.
Respondent Lawyers(s): Gregory T. Lawrence
Arbitrator(s): Paul Davis Pearlstein, Mona Koppel Mitnick, Oliver P. Roche
Hearing Site: Washington, DC
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