| 08-01722 | 06/30/2009 | Claimant(s): Rod Babbitt
Claimant Lawyers(s): Jan Graham
Respondent(s): America's Choice Equities
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner
Hearing Site: Salt Lake City, UT
|  | $100,000 |
| 07-02191 | 06/29/2009 | Claimant(s): First Empire Securities.
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Lawrence Miele
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman
Hearing Site: New York, NY
| | |
| 08-00203 | 06/29/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Bob Boyd, Winford Bradley
Respondent Lawyers(s): Christopher B. Trowbridge, Molly A. Manning
Arbitrator(s): William E. Hartsfield, Martha Z. Ralstin, Jon Leonard Weinstein
Hearing Site: Dallas, TX
| | |
| 08-00947 | 06/26/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mitchell Johnson
Respondent Lawyers(s): Terrance J. Slominski
Arbitrator(s): James A. Bishop, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Portland, OR
| | |
| 08-01521 | 06/26/2009 | Claimant(s): Theodore Kunz
Claimant Lawyers(s): Theodore C Kunz
Respondent(s): Abel/Noser Corp.
Respondent Lawyers(s): David M. Sobel
Arbitrator(s): Jettie K. Thomas, Leona Beane, Nancy S. Gerber
Hearing Site: New York, NY
| | |
| 08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert M. Rudnicki
Respondent(s): Joe King, Walter Woodrick
Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas
Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas
Hearing Site: New Orleans, LA
| | |
| 08-02984 | 06/26/2009 | Claimant(s): Jospeh Gunnar & Co.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brent Porges
Respondent Lawyers(s): Brent M. Porges
Arbitrator(s): William E.S. Browning
Hearing Site: New York, NY
| | |
| 08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation
Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer
Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher
Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich
Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith
Hearing Site: Portland, OR
| | |
| 08-04794 | 06/26/2009 | Claimant(s): Lincoln Investment Planning.
Claimant Lawyers(s): Joshua S. Ganz
Respondent(s): Joseph Rentler
Respondent Lawyers(s): Joseph John Rentler
Arbitrator(s): Dale A. Pope
Hearing Site: Pittsburgh, PA
| | |
| 09-01473 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York.
Claimant Lawyers(s): Justin C. Sawyer
Respondent(s): Norman Fincher
Respondent Lawyers(s): Robert D. Stewart
Arbitrator(s):
Hearing Site: Portland, OR
| | |
