08-01722 | 06/30/2009 | Claimant(s): Rod Babbitt Claimant Lawyers(s): Jan Graham Respondent(s): America's Choice Equities Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Douglas Edwards, Ross W. Cannon, David M. Seidner Hearing Site: Salt Lake City, UT
| | $100,000 |
07-02191 | 06/29/2009 | Claimant(s): First Empire Securities. Claimant Lawyers(s): Martin H. Kaplan Respondent(s): Lawrence Miele Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman Hearing Site: New York, NY
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08-00203 | 06/29/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Gregory B. Simon Respondent(s): Bob Boyd, Winford Bradley Respondent Lawyers(s): Christopher B. Trowbridge, Molly A. Manning Arbitrator(s): William E. Hartsfield, Martha Z. Ralstin, Jon Leonard Weinstein Hearing Site: Dallas, TX
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08-00947 | 06/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Mitchell Johnson Respondent Lawyers(s): Terrance J. Slominski Arbitrator(s): James A. Bishop, Daniel B. MacLeod, John Robert Oreskovich Hearing Site: Portland, OR
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08-01521 | 06/26/2009 | Claimant(s): Theodore Kunz Claimant Lawyers(s): Theodore C Kunz Respondent(s): Abel/Noser Corp. Respondent Lawyers(s): David M. Sobel Arbitrator(s): Jettie K. Thomas, Leona Beane, Nancy S. Gerber Hearing Site: New York, NY
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08-01582 | 06/26/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Robert M. Rudnicki Respondent(s): Joe King, Walter Woodrick Respondent Lawyers(s): Frederick S. Schrils, Paul W. Thomas Arbitrator(s): George A. Sellnau, Mark A. Myers, Rene Guas Hearing Site: New Orleans, LA
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08-02984 | 06/26/2009 | Claimant(s): Jospeh Gunnar & Co. Claimant Lawyers(s): John E. Lawlor Respondent(s): Brent Porges Respondent Lawyers(s): Brent M. Porges Arbitrator(s): William E.S. Browning Hearing Site: New York, NY
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08-04736 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith Hearing Site: Portland, OR
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08-04794 | 06/26/2009 | Claimant(s): Lincoln Investment Planning. Claimant Lawyers(s): Joshua S. Ganz Respondent(s): Joseph Rentler Respondent Lawyers(s): Joseph John Rentler Arbitrator(s): Dale A. Pope Hearing Site: Pittsburgh, PA
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09-01473 | 06/26/2009 | Claimant(s): Strand, Atkinson, Williams & York. Claimant Lawyers(s): Justin C. Sawyer Respondent(s): Norman Fincher Respondent Lawyers(s): Robert D. Stewart Arbitrator(s): Hearing Site: Portland, OR
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