07-03516 | 08/05/2009 | Claimant(s): Joseph Petrone Claimant Lawyers(s): Linda M. Deola Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer Hearing Site: Newark, NJ
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08-04271 | 08/05/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Steven G. Leventhal Respondent(s): Marvin Wolfman Respondent Lawyers(s): Marvin I. Wolfman Arbitrator(s): Linda Ashley Hearing Site: New York, NY
| | $0 |
07-02062 | 08/05/2009 | Claimant(s): Glen Stone, Sandra Stone Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Robert R. Nursey, Robert L. Chisolm, Robert J. Gregory Hearing Site: Dallas, TX
| | $0 |
09-00888 | 08/04/2009 | Claimant(s): First Allied Securities. Claimant Lawyers(s): Marion J. Vomhof Respondent(s): Anthony Troia Respondent Lawyers(s): Anthony Charles Troia Arbitrator(s): Eric J. Sussman Hearing Site: New York, NY
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08-04489 | 08/04/2009 | Claimant(s): Enrico Cassara Claimant Lawyers(s): Enrico Cassara Respondent(s): E*Trade Clearing LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Fred S. Pieroni Hearing Site: Newark, NJ
| | $38 |
08-03550 | 08/03/2009 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Mintz Respondent(s): Donald Glover Respondent Lawyers(s): Donald Lee Glover Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels Hearing Site: Atlanta, GA
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09-00271 | 08/03/2009 | Claimant(s): Donna Lail Claimant Lawyers(s): Donna Lail Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Cathy Gress Springer Arbitrator(s): Bruce Jones Hearing Site: Indianapolis, IN
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08-00097 | 08/03/2009 | Claimant(s): Estate of Vera Dennington, Gordon Axton, Norma Axton, Shepard Smith Claimant Lawyers(s): Jason Pang Fe Lee Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger Arbitrator(s): Thomas C. McNally, Donald H. Korn, Thomas E. Quinlin Hearing Site: San Francisco, CA
| | $146,515 |
08-02659 | 08/03/2009 | Claimant(s): Wilfred Underwood Claimant Lawyers(s): Wilfred J. Underwood Respondent(s): Richard Brownstein, SII Investments. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Arnold Limsky, Edith M. Novack, Thomas Anthony Brady Hearing Site: Newark, NJ
| | $5,750 |
08-04984 | 08/03/2009 | Claimant(s): The Schaer Trust U/A DTD 03/10/2006 Claimant Lawyers(s): Marnie C. Lambert Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn A. Christensen Arbitrator(s): Robert E. Thompson Hearing Site: San Francisco, CA
| | $16,429 |