| 07-01894 | 08/19/2009 | Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
|  | $125,510 |
| 07-02009 | 08/19/2009 | Claimant(s): Shirley Wishnew
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | $73,000 |
| 06-04874 | 08/19/2009 | Claimant(s): Claire E. Cohen Tru. TTEE Claire Cohen, Frances L. Kagen Tru. TTEE Murray Kage, Murray H. Kagen Rev. Liv. Tru. TTEE
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00267 | 08/19/2009 | Claimant(s): Fred and Kathryn Lindsley
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00849 | 08/18/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Michael Caprioni
Respondent Lawyers(s): Michael Caprioni
Arbitrator(s): James M. Baumann, Alan Shaw, Joseph Christopher Rosa
Hearing Site: Newark, NJ
| | |
| 09-00274 | 08/18/2009 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cantalupo
Respondent Lawyers(s): Ronald Vincent Cantalupo
Arbitrator(s): Douglas F. Stone
Hearing Site: New York, NY
| | |
| 09-03940 | 08/18/2009 | Claimant(s): MetLife Securities., Metropolitan Life Insurance Company
Claimant Lawyers(s): Brian E. Spang
Respondent(s): Robert Stankowski
Respondent Lawyers(s): James H. West
Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone
Hearing Site: Baltimore, MD
| | |
| 09-01583 | 08/18/2009 | Claimant(s): Est. of Marie P. Buchanan by Daine Bucha, Buchanan Living Trust by Diane Buchanan
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
| | $3,525 |
| 08-02352 | 08/18/2009 | Claimant(s): Val and Lorreen Pearson JTWROS
Claimant Lawyers(s): B. Lance Entrekin
Respondent(s): Nicholas Lawson, Robert Lawson, Lawson Financial Corporation
Respondent Lawyers(s): Michael K. Freedman
Arbitrator(s): J. Noland Franz, Howard R. Gaines, Paul C. Bookidis
Hearing Site: Phoenix, AZ
| | $0 |
| 08-03017 | 08/18/2009 | Claimant(s): Scott Doyle and Patricia Doyle Joint
Claimant Lawyers(s): Scott W. and Patricia S. Doyle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Vaughn Thomas Hale, June McLaughlin, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $0 |
