Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-02592 | 09/01/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mc Avoy Respondent(s): Brent Bishop Respondent Lawyers(s): Brent R. Bishop Arbitrator(s): Carleton E. Blankenburg Hearing Site: Oklahoma City, OK | ||
| 10-00469 | 09/01/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Leo Sala Respondent Lawyers(s): Leo Sala Arbitrator(s): Kitty G. Grubb Hearing Site: Tampa, FL | ||
| 10-00714 | 09/01/2010 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): Lee Thorpe Respondent Lawyers(s): Lee J. Thorpe Arbitrator(s): Kenneth R. Starr Hearing Site: Tampa, FL | ||
| 09-04717 | 09/01/2010 | Claimant(s): Peter Skindmore Claimant Lawyers(s): Kristin P. Kraszewski Respondent(s): HSBC Securities (USA). Respondent Lawyers(s): Paul K. Stecker Arbitrator(s): Ilene Barbara Zatkin-Butler, Clarence Smith, Ralph A. DeSena Hearing Site: New York, NY |  | $128,671 |
| 08-04725 | 09/01/2010 | Claimant(s): Ronald Kline Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Richard Szuch Arbitrator(s): Joseph L. Farrell, Edward F. Koren, Peter Edward Sheridan Hearing Site: Philadelphia, PA | | $0 |
| 09-05808 | 09/01/2010 | Claimant(s): Saralyn White Claimant Lawyers(s): Joel J. Ewusiak Respondent(s): Tina Hicks, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL | | $0 |
| 09-01178 | 08/31/2010 | Claimant(s): Christopher Carthew Claimant Lawyers(s): Adam Gana Respondent(s): Eric Gretchyn, Milestone Financial Services. Respondent Lawyers(s): Dan A. Druz, Matthew Schonberg Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | | $90,000 |
| 08-02847 | 08/31/2010 | Claimant(s): Sharon M. Deming IRA, Deming Family Living Trust Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | | $0 |
| 09-02834 | 08/31/2010 | Claimant(s): Joyce Glynn Claimant Lawyers(s): Joyce B. Glynn Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Cassandra Knight Arbitrator(s): David C. Redford Hearing Site: Houston, TX | | $0 |
| 10-01839 | 08/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Halldin Respondent Lawyers(s): Robert Halldin Arbitrator(s): Ernest Fanwick Hearing Site: Hartford, CT |