Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02927 | 12/08/2010 | Claimant(s): Michael Gora Claimant Lawyers(s): Michael Gora Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ |  | $17,302 |
| 09-06136 | 12/07/2010 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): William E. Mahoney Respondent(s): Craig Rappaport Respondent Lawyers(s): Craig H. Rappaport Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser Hearing Site: Philadelphia, PA | ||
| 10-02013 | 12/07/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Mark Lee Respondent Lawyers(s): Oscar Schachter Arbitrator(s): Lincoln W. Craighead Hearing Site: New York, NY | ||
| 10-02285 | 12/07/2010 | Claimant(s): J.P. Turner & Company, L.L.C. Claimant Lawyers(s): Eric J. Dec Respondent(s): Scott Mason Respondent Lawyers(s): Scott David Mason Arbitrator(s): Guy K. Stewart Hearing Site: Orlando, FL | ||
| 10-02373 | 12/07/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Jonathan DeJulio Respondent Lawyers(s): Jonathan DeJulio Arbitrator(s): Guy K. Stewart Hearing Site: Orlando, FL | ||
| 10-02615 | 12/07/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph D. MacLellan Respondent(s): Daniel Miller Respondent Lawyers(s): Daniel Francis Miller Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | ||
| 10-03011 | 12/07/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Nadim Mourad Respondent Lawyers(s): Nadim Marwan Mourad Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 10-03358 | 12/07/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): David Bredenburg Respondent Lawyers(s): David Bredenburg Arbitrator(s): Peter B. Vaden Hearing Site: Baltimore, MD | ||
| 09-05480 | 12/07/2010 | Claimant(s): Gloria Erkkila, Russell Erkkila Claimant Lawyers(s): Daniel D. Hill Respondent(s): Wells Fargo Advisors, Timothy Baltzer Respondent Lawyers(s): J. Jackson Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Robert S. Burk Hearing Site: Minneapolis, MN | | $0 |
| 10-01682 | 12/07/2010 | Claimant(s): Allan Lyons, Lyons & Associates Claimant Lawyers(s): Allan A. Lyons, Allan S. Lyons Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Meredith Faro Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | | $775 |