| 10-01617 | 02/24/2011 | Claimant(s): Timothy Burnett
Claimant Lawyers(s): Timothy Burnett
Respondent(s): Dresdner Kleinwort Securities LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): James N. Baxter, Martin A. Edelstein, David Serko
Hearing Site: New York, NY
| | $0 |
| 09-03510 | 02/24/2011 | Claimant(s): John Williams, Williams Family Bypass Trust dtd 11/5/87, Williams Family Trust of 1987 dd 11/5/87
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Volland Achkire
Arbitrator(s): Michael R. Mitchell, Alan M. Rosen, Madina C. Boland
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-07063 | 02/24/2011 | Claimant(s): A. Welch, Patrick Curry
Claimant Lawyers(s): A. Walden Welch
Respondent(s): Jason Seale, Jerome Borzello, Raymond, James & Associates., American Wealth Management.
Respondent Lawyers(s): Erin Linehan, Steven Sherman
Arbitrator(s): Jonathan Holman Hathaway, George T. Fleming, Harvey M. Baraban
Hearing Site: San Francisco, CA
| | $0 |
| 09-07065 | 02/24/2011 | Claimant(s): Maria Henrichs
Claimant Lawyers(s): Paul J. Roshka
Respondent(s): Attila Toth
Respondent Lawyers(s): Attila Gyula Toth
Arbitrator(s): George N. Roy, Brian L Evans, Merton E. Marks
Hearing Site: Phoenix, AZ
| | $46,731 |
| 10-00578 | 02/24/2011 | Claimant(s): Linda Soltis
Claimant Lawyers(s): Linda Soltis
Respondent(s): Ben Szeto, Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Sheldon Michaels
Hearing Site: San Francisco, CA
| | $43,923 |
| 09-06628 | 02/23/2011 | Claimant(s): Bernard Ochs
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alex Shtaynberger, Jason Russo, Ronald Furst, Todd Cirella, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Ira Scot Meyerowitz
Arbitrator(s): Mitchell S. Friedman, Denise L. Quarles, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
| 10-02446 | 02/23/2011 | Claimant(s): Church Resource Ministries
Claimant Lawyers(s): John Halebian
Respondent(s): John Thatcher, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott David Finkel, James H. Frank, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | $0 |
| 09-07135 | 02/22/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Costa
Respondent Lawyers(s): Michael J. McShea
Arbitrator(s): W. Sean Kelleher, Elena M. Colianni, George H. Perich
Hearing Site: Pittsburgh, PA
| | $0 |
| 10-00597 | 02/22/2011 | Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Shawn Wooden
Respondent Lawyers(s): Shawn Wooden
Arbitrator(s): Bruce K. Isenberg, Mark I. Roth, Marcy R. Greer
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 10-01691 | 02/22/2011 | Claimant(s): Morton Wolverton
Claimant Lawyers(s): William T. Kirtley
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Langfred W. White, Brian G. Mooney, Michael R. Alford
Hearing Site: Tampa, FL
| | $0 |
