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FINRA Awards for Shawn Wooden

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0059702/22/2011Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Shawn Wooden
Respondent Lawyers(s): Shawn Wooden
Arbitrator(s): Bruce K. Isenberg, Mark I. Roth, Marcy R. Greer
Hearing Site: Ft. Lauderdale, FL

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