| 10-03033 | 03/03/2011 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Robert Joseph Binkele
Respondent(s): Walker Johnson
Respondent Lawyers(s): Walker Randolph Johnson
Arbitrator(s): Peter D. Brennan
Hearing Site: San Diego, CA
| | $0 |
| 10-00009 | 03/03/2011 | Claimant(s): Jeffrey S. Lieberman & Marisel Lieberman
Claimant Lawyers(s): Barbara J. Riesberg
Respondent(s): Julio Almeyda, Morgan Keegan & Company.
Respondent Lawyers(s): Reva D. Campbell
Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, David M. Levine
Hearing Site: Miami, FL
|  | $264,300 |
| 10-03198 | 03/03/2011 | Claimant(s): Elbert Henson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marc Kalish
Hearing Site: Birmingham, AL
| | $16,210 |
| 10-03996 | 03/03/2011 | Claimant(s): Randall Medow, American States Auto Plan.
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
| | $0 |
| 10-01060 | 03/02/2011 | Claimant(s): Joe Bazzell
Claimant Lawyers(s): Joe M. Bazzell
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
| | $0 |
| 10-03979 | 03/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Priscilla Jones
Respondent Lawyers(s): Priscilla Ann Jones
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | $0 |
| 10-04201 | 03/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James May
Respondent Lawyers(s): K.S. Gator Dunn
Arbitrator(s): Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $0 |
| 09-04497 | 03/02/2011 | Claimant(s): Ann Whatley, Bryan Matz, David Yurko, Dawn Funari, Elizabeth Daugherty, Elizabeth Evans, Frank Carter, Helen Reynolds, John Evans, Kathleen Lowe, Katrina Yurko, Kevin Phillips, Kevin Riley, Marcus Funari, Marissa Yurko, Melvin Drukman, Michael Reynolds, Patricia Carter, R. Janet Ridlen, Rita McGinley, et al
Claimant Lawyers(s): John Chapman
Respondent(s): Stephen Wild, Proequities.
Respondent Lawyers(s): Melinda L. Peevy, William G Leonard
Arbitrator(s): Robert A. Dean, Dimitri Angelo Dodys, Alan C. Granath
Hearing Site: Atlanta, GA
| | $187,600 |
| 07-02708 | 03/02/2011 | Claimant(s): Carol Flier, Nicole Flier, First Savings Bank C/F Dennis Flier IRA, Dennis Flier. Defined Benefit Trust, Flier Family Trust DTD 1/21/98
Claimant Lawyers(s): Dennis Flier
Respondent(s): Financial West Group
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Barry A. Mainardi, Robert Rosen, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $0 |
| 10-01290 | 03/02/2011 | Claimant(s): Vincent Cipollaro
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Alfred H. Kingon, Paul S. Biederman, Arthur M. Schoenberger
Hearing Site: New York, NY
| | $0 |
