| 10-03357 | 03/07/2011 | Claimant(s): Saul Witenoff, The Saul Witenoff Revocable Trust
Claimant Lawyers(s): Stephen L Witenoff
Respondent(s): Wells Fargo Advisors, Sherwyn Labovitz
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
|  | $23,893 |
| 10-00344 | 03/07/2011 | Claimant(s): Curt Lehner
Claimant Lawyers(s): Charles J. Hecht
Respondent(s): Brian Peterson, Clark Johnston, Jeffrey Peterson, Jonathan Peterson, Robert Tew, Todd Groskreutz, Alpine Securities Corporation
Respondent Lawyers(s): Steven G. Loosle
Arbitrator(s): Peter G. Walker, Laurie E. Law, William J. Bender
Hearing Site: Seattle, WA
| | $0 |
| 09-06979 | 03/04/2011 | Claimant(s): SagePoint Financial Inc.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Steven Conners
Respondent Lawyers(s): Steven Craig Conners
Arbitrator(s): Richard L. Ricketts, William E. Hartsfield, Maria Salapska
Hearing Site: Phoenix, AZ
| | $0 |
| 10-00260 | 03/04/2011 | Claimant(s): Bradley Dreyer
Claimant Lawyers(s): Eric M. Rolinson
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher Joseph Perrott, Christopher Perrott
Arbitrator(s): John T. Luce, Julie Behr Zimmerman, John Winslow Griesser
Hearing Site: Orlando, FL
| | $0 |
| 10-01913 | 03/04/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Donohue
Respondent Lawyers(s): Vincent John Donohue
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: Newark, NJ
| | $0 |
| 10-05199 | 03/04/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Aitken
Respondent Lawyers(s): John R. Aitken
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06115 | 03/04/2011 | Claimant(s): John W Oughtred
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): E*Trade Securities LLC, Stuart Torrey
Respondent Lawyers(s): Edward D. Totino
Arbitrator(s): Carl G. Mohr
Hearing Site: Denver, CO
| | $0 |
| 09-06903 | 03/04/2011 | Claimant(s): Maureen Perfect
Claimant Lawyers(s): Chris D. Barski
Respondent(s): Wachovia Securities, David Neunuebel, Dylan Minor
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Mica T. Duncan, Marc Kalish, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $0 |
| 09-01343 | 03/03/2011 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Leslie Buch
Respondent Lawyers(s): Leslie Neal Buch
Arbitrator(s): Richard W. Vallario, Susan C. Lushing, Andrew H. Freund
Hearing Site: New York, NY
| | $0 |
| 10-01363 | 03/03/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Jeffrey Schoen
Respondent Lawyers(s): Gary L. Cooper
Arbitrator(s): Michael J. Fish
Hearing Site: Boise, ID
| | $0 |
