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FINRA Awards for Leslie Neal Buch

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0134303/03/2011Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Leslie Buch
Respondent Lawyers(s): Leslie Neal Buch
Arbitrator(s): Richard W. Vallario, Susan C. Lushing, Andrew H. Freund
Hearing Site: New York, NY

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