23-00097 | 06/16/2023 | Claimant(s): Samuel Bosch Schultz Claimant Lawyers(s): Samuel Juan Alberto Bosch Schultz Respondent(s): Frederick Bates Respondent Lawyers(s): Jeffrey Tew Arbitrator(s): Carl Henry Perdue Hearing Site: Boca Raton, FL
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23-00019 | 06/16/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Jorge Garzon Baquero Respondent Lawyers(s): Jorge L. Garzon Baquero Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
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22-00377 | 06/16/2023 | Claimant(s): James Gualandi Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Edward Jones Respondent Lawyers(s): Roger P. Meyers Arbitrator(s): Philip J. Glick, Jacqueline Stanley Lustig, Elizabeth Horne Hearing Site: Chicago, IL
| | Expungement |
22-01520 | 06/16/2023 | Claimant(s): Richard Barnett Claimant Lawyers(s): Samantha Pastor Respondent(s): CFD Investments. Respondent Lawyers(s): Brent Owens Arbitrator(s): Suzanne L. Ulicny Hearing Site: Detroit, MI
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22-02418 | 06/16/2023 | Claimant(s): Christopher Tong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
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22-01815 | 06/16/2023 | Claimant(s): BGC Financial, L.P. Claimant Lawyers(s): Nirav Shah Respondent(s): David Nierenberg, TJM Investments Respondent Lawyers(s): Jonathan Sack Arbitrator(s): Larry Kars, Charles L. Henderson, Virginia Mary Hunt Hearing Site: New York, NY
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22-02343 | 06/16/2023 | Claimant(s): John Moore Claimant Lawyers(s): John H. Moore Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
| | $0 |
22-02174 | 06/16/2023 | Claimant(s): Intercoastal Capital Markets. Claimant Lawyers(s): Michael A. Gross Respondent(s): Michael D'Addabbo Respondent Lawyers(s): Michael L. D'Addabbo Arbitrator(s): Joseph Charles Smolira, James A. McIntosh, Matthew Jay Mezzatesta Hearing Site: Boca Raton, FL
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21-03123 | 06/16/2023 | Claimant(s): BPY Limited, Murchinson LTD, Nomis Bay Limited Claimant Lawyers(s): David S. Richan Respondent(s): Cassel Shapiro, Paul Zogala, Robert Eide, Aegis Capital Corp. Respondent Lawyers(s): Aaron F. Miner, David S. Richan, Richard A. Roth Arbitrator(s): Peter A. Goldman, Jeffrey Alan Helewitz, Sherman Guo Hearing Site: New York, NY
| | $0 |
22-02296 | 06/15/2023 | Claimant(s): Mark Thorndyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
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