Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): Proequities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
20-01060 | 10/16/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Mitchel Weiss Hearing Site: Orlando, FL | ||
20-00465 | 10/13/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL | ||
20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
20-01796 | 09/23/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jeffery D. Rodgers Respondent(s): Eric Williams Respondent Lawyers(s): Eric Roger Williams Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
20-00449 | 09/18/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gail E. Sasnett Hearing Site: Orlando, FL | ||
20-00685 | 08/20/2020 | Claimant(s): James Pillow Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser Hearing Site: Orlando, FL | ||
20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | ||
19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL |