| 22-00437 | 06/07/2023 | Claimant(s): Estate of Dolores Sarro
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Stuart K. Furman, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
|  | Expungement |
| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
| | |
| 21-03115 | 05/04/2023 | Claimant(s): Jerry Willoughby, John Disosway, Sylvia Majani, Victor Hooper, John Disosway & Sylvia Majani, Vickie L. Earle Trust, Victor J. Hooper Irrevocable Trust FBO
Claimant Lawyers(s): John S. Chapman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Gayle B. Carlson, Anthony Richard Sanchez, Edgar Vazquez-Cruz
Hearing Site: Orlando, FL
| | |
| 21-02101 | 04/11/2023 | Claimant(s): Alan Litfin, Dana Inghram, Alan J. Litfin IRA, Robin L. Litfin IRA
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Arben Gecaj, Cabot Lodge Securities LLC
Respondent Lawyers(s): David E. Robbins, James Baehr
Arbitrator(s): Stuart K. Furman, Chester Barry White, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $54,000 |
| 22-00388 | 01/05/2023 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | |
| 21-02380 | 12/12/2022 | Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
| | Expungement |
| 22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Service.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 22-00483 | 09/29/2022 | Claimant(s): Andrew Scheirer
Claimant Lawyers(s): Harris Freedman
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | |
| 21-00547 | 07/11/2022 | Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $107,725 |
