| 14-03374 | 02/02/2016 | Claimant(s): Mark Immel
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson
Hearing Site: Orlando, FL
| | |
| 14-00538 | 12/18/2015 | Claimant(s): Barnett Chepenik, Jason Chepenik
Claimant Lawyers(s): David J. Freniere
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Bernard Hornick, Stuart K. Furman, Denise Morris Hammond
Hearing Site: Orlando, FL
| | |
| 15-01897 | 12/17/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Geoffrey Murvin
Respondent Lawyers(s): Geoffrey Murvin
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 14-02502 | 12/17/2015 | Claimant(s): Michael Cordova
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Ian S. Greig, Lauren S. Puritz, Robert Wallace Rasch
Hearing Site: Orlando, FL
|  | Expungement |
| 14-02940 | 11/20/2015 | Claimant(s): Marilyn Mungo, Thomas Mungo
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 14-01408 | 09/28/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Douglas Schroeder
Respondent Lawyers(s): Wesley T. Dunaway
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 14-03427 | 07/13/2015 | Claimant(s): Michael Kuchera
Claimant Lawyers(s): Michael J. Kuchera
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca M. Rothmann
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 13-03295 | 06/03/2015 | Claimant(s): William Chesser
Claimant Lawyers(s): William D. Chesser
Respondent(s): Wells Fargo Advisors, Curtis Dees
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen
Hearing Site: Orlando, FL
| | $0 |
| 12-02170 | 05/13/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Nicolette Siyufy
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Patricia Gunn, Margaret R. Hoyt, Lynn Saunders Matthews
Hearing Site: Orlando, FL
| | |
| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
