| 17-03364 | 07/10/2019 | Claimant(s): Paul Edmondson
Claimant Lawyers(s): Steven Legum
Respondent(s): Rocco Roveccio
Respondent Lawyers(s): Rocco Roveccio
Arbitrator(s): Kenrick Albert Pratt
Hearing Site: Orlando, FL
|  | $45,995 |
| 19-00109 | 05/10/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): Richard Shotz
Respondent Lawyers(s): Richard Alan Shotz
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL
| | |
| 18-00095 | 04/17/2019 | Claimant(s): James Carey
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Joseph I. Goldstein, Cindy L. Anderson, Mary Ann Etzler
Hearing Site: Orlando, FL
| | $0 |
| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
| | |
| 18-00699 | 04/03/2019 | Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 16-01784 | 03/22/2019 | Claimant(s): Anne Grey
Claimant Lawyers(s): Evan H. Frederick
Respondent(s): Anthony Grey, Sterne, Agee & Leach.
Respondent Lawyers(s): Julie W. Portera, Phillip J. Snyderburn
Arbitrator(s): Susanne J. Hollander, Kenrick Albert Pratt, Lynn Francia Nelson
Hearing Site: Orlando, FL
| | $400,000 |
| 17-02352 | 03/08/2019 | Claimant(s): Rehanna Montes
Claimant Lawyers(s): Thomas Momjian
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Greg Knight, Kenrick Albert Pratt, Robert Francis Roland
Hearing Site: Orlando, FL
| | |
| 17-00254 | 02/22/2019 | Claimant(s): Carrie Ford, Watkins Family Trust
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): Carroll Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John P. Cullem, Mary Ann Etzler, Lorraine Naomi Pitre
Hearing Site: Orlando, FL
| | $15,300 |
| 18-02528 | 02/08/2019 | Claimant(s): Dale Grubb
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): William E. Schneider
Hearing Site: Orlando, FL
| | |
| 18-02123 | 01/14/2019 | Claimant(s): Thomas W. Riordan WFCS Cust. Trad IRA, Thomas Riordan & Barbara Riordan JTWROS
Claimant Lawyers(s): Thomas Riordan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $4,600 |
