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FINRA Awards for Thomas W. Riordan WFCS Cust. Trad IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0212301/14/2019Claimant(s): Thomas W. Riordan WFCS Cust. Trad IRA, Thomas Riordan & Barbara Riordan JTWROS
Claimant Lawyers(s): Thomas Riordan
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$4,600

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