Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03020 | 05/26/2020 | Claimant(s): Adam Figueroa Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 19-01266 | 05/26/2020 | Claimant(s): Jill Testa Claimant Lawyers(s): John Drohan Respondent(s): Daniel Gerschel, Michael Bromberg, Merrill Lynch Pierce Fenner & Smith Inc., Robert Mancino Respondent Lawyers(s): Evan Way Arbitrator(s): Howard L. Sobel, Morton S. Bunis, Martin Deignan Dehler Hearing Site: New York, NY |  | $0 |
| 19-02880 | 05/15/2020 | Claimant(s): Glenn Wittpenn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Roger B. Jacobs Hearing Site: New York, NY | ||
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 19-00077 | 05/12/2020 | Claimant(s): Amit Mehrotra Claimant Lawyers(s): David B. Wechsler Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine Hearing Site: New York, NY | ||
| 20-00387 | 05/12/2020 | Claimant(s): Hitesh Mittal Claimant Lawyers(s): David I. Hantman Respondent(s): Alps Distributors. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-00601 | 05/01/2020 | Claimant(s): Mark Kravietz Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 19-03182 | 04/30/2020 | Claimant(s): Arthur Springer Claimant Lawyers(s): Seth E. Lipner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 19-00967 | 04/27/2020 | Claimant(s): Ralph Roth Claimant Lawyers(s): Louis Tambaro Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 19-02962 | 04/22/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Ethan Weinberg Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |