| 08-02509 | 08/28/2009 | Claimant(s): Terrance Solomone
Claimant Lawyers(s): Jonathan R. Sack
Respondent(s): IDX Capital, IDX Derivatives
Respondent Lawyers(s): Jeffrey A. Udell
Arbitrator(s): Larry A. Kimmel, Burton M. Fendelman, Michael J. Contrastano
Hearing Site: New York, NY
| | |
| 08-01048 | 08/27/2009 | Claimant(s): Barbara Myers
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Gary Goldberg, Gary Goldberg & Co..
Respondent Lawyers(s): Gary Goldberg
Arbitrator(s): Edward S. Bradley, Kip C. Lubcke, Brian J. Burstin
Hearing Site: New York, NY
|  | $0 |
| 07-00870 | 08/26/2009 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Daniel Branower
Respondent(s): Richard Sonkin
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): David N. Brainin, Michael G. Shannon, William G. Binckes
Hearing Site: New York, NY
| | |
| 06-04610 | 08/19/2009 | Claimant(s): Maxine Jaffe
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon
Hearing Site: New York, NY
| | $152,186 |
| 09-00274 | 08/18/2009 | Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cantalupo
Respondent Lawyers(s): Ronald Vincent Cantalupo
Arbitrator(s): Douglas F. Stone
Hearing Site: New York, NY
| | |
| 09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
| | |
| 09-01244 | 08/11/2009 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Mujib Rahman
Respondent Lawyers(s): Mujib Rahman
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | $0 |
| 08-04172 | 08/11/2009 | Claimant(s): Alex Zhardanovsky
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Theodor Brown, James J. Fishman, David Serko
Hearing Site: New York, NY
| | $284,701 |
| 08-02783 | 08/11/2009 | Claimant(s): HMC International, L.L.C.
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Michael Sedek, Broadway Trading, Schonfeld Securities
Respondent Lawyers(s): Andrew Actman, Joseph Sullivan
Arbitrator(s): Micalyn S. Harris, Gerald A. Guild, James Xavier Sattely
Hearing Site: New York, NY
| | $0 |
| 08-02357 | 08/07/2009 | Claimant(s): ABS Brokerage Services, Iseroute, Llc, Pro Securities, L.L.C.
Claimant Lawyers(s): Carl M. Greenfeld
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Donald J. Rasweiler, Arthur P. Fisch, Douglas F. Stone
Hearing Site: New York, NY
| | |
