| 09-06264 | 08/02/2011 | Claimant(s): Judith Melzer, The Estate of Shephard W. Melzer
Claimant Lawyers(s): Mark Sauchelli
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Matta
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Pamela H. Roderick, Catherine I. Gulevich, William P. Laino
Hearing Site: New York, NY
|  | Expungement |
| 10-03684 | 08/02/2011 | Claimant(s): Jeanette Kridel, Jeanette Loree Kridel Trust
Claimant Lawyers(s): William J. Kridel
Respondent(s): Citigroup Global Markets., Stephen Endlar, William Dodge
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Allan E. Johnson
Hearing Site: New York, NY
| | $0 |
| 09-06732 | 07/29/2011 | Claimant(s): Michael Greenfield
Claimant Lawyers(s): Paul Radvany
Respondent(s): Ronald Hardy
Respondent Lawyers(s): Ronald Edward Hardy
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
| | $75,508 |
| 10-03444 | 07/28/2011 | Claimant(s): John Wilson
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Ellyn S. Roth
Hearing Site: New York, NY
| | |
| 10-02820 | 07/28/2011 | Claimant(s): Jennifer Weintraub
Claimant Lawyers(s): Seth Huberman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | Expungement |
| 10-05233 | 07/22/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Gregory Costello, North Brae Capital Group.
Respondent Lawyers(s): Gregory J. Costello
Arbitrator(s): Jerome H. Levy, James S. Hazard, Howard A. Baker
Hearing Site: New York, NY
| | $0 |
| 10-02415 | 07/22/2011 | Claimant(s): Richard Bierbaum
Claimant Lawyers(s): Julian W. Friedman
Respondent(s): Credit Agricole Securities (USA) Inc.
Respondent Lawyers(s): Elizabeth M. Borkin
Arbitrator(s): Scott Pierce, Alfred H. Kingon, Selma Moy
Hearing Site: New York, NY
| | |
| 10-03470 | 07/19/2011 | Claimant(s): Alexander A. Flores and Tiziana Rinaldi
Claimant Lawyers(s): Alexander Albert Flores
Respondent(s): Frank Davidson, Matthew Cox
Respondent Lawyers(s): Jill Y. Coen
Arbitrator(s): Brian J. Burstin
Hearing Site: New York, NY
| | $9,691 |
| 09-02178 | 07/14/2011 | Claimant(s): Patrick Zilkha
Claimant Lawyers(s): Paul A. Lanni
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Labanca, Ted Candella
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Richard S. Peskin, Raymond Nardo, George E. Berkeley
Hearing Site: New York, NY
| | Expungement |
| 10-00548 | 07/14/2011 | Claimant(s): Joan Martin
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart G. Brooks
Arbitrator(s): Robert J. Kheel, Domitilia M. dos Santos, John J. Vesey
Hearing Site: New York, NY
| | $0 |
