| 12-01624 | 05/16/2012 | Claimant(s): Seymour Topple
Claimant Lawyers(s): Timothy Feil
Respondent(s): Steven Jennings
Respondent Lawyers(s): Steven Andrew Jennings
Arbitrator(s): Martin Jay Siegel, Mary Ellen Burns, Richard Bryce Nesson
Hearing Site: New York, NY
|  | $0 |
| 11-04029 | 05/15/2012 | Claimant(s): Kristen Mahoney
Claimant Lawyers(s): Kristen Mahoney
Respondent(s): Charles Brancato
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | $0 |
| 10-00221 | 05/09/2012 | Claimant(s): Charles Baltic
Claimant Lawyers(s): Charlotte Houghteling
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Myles K. Bartley
Arbitrator(s): John B. Morgan, Howard L. Sobel, Seymour Stanton
Hearing Site: New York, NY
| | $0 |
| 10-02413 | 05/09/2012 | Claimant(s): Mark Berry
Claimant Lawyers(s): Jenice L Malecki
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cliff Fonstein
Arbitrator(s): Judith C. Greene, Andrew J. Gerber, Martin Deignan Dehler
Hearing Site: New York, NY
| | $0 |
| 10-05305 | 05/09/2012 | Claimant(s): Blossom Durmazer
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Citigroup Global Markets., Stuart Blewett
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY
| | $36,945 |
| 11-04013 | 05/09/2012 | Claimant(s): Garnette Carbon
Claimant Lawyers(s): Garnette Carbon
Respondent(s): Christian Genitrini
Respondent Lawyers(s): John F. Diffley
Arbitrator(s): Jill I. Gross
Hearing Site: New York, NY
| | $7,819 |
| 11-03620 | 05/08/2012 | Claimant(s): Obsidian Financial Group
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stuart Jeffery
Respondent Lawyers(s): Stuart A Jeffery
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 09-06138 | 05/07/2012 | Claimant(s): Keryx Biopharmaceuticals.
Claimant Lawyers(s): Robert Knuts
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Martin J. Auerbach
Arbitrator(s): J. Martin McDonough, Jeanne C. Miller, Judith P. Brooks
Hearing Site: New York, NY
| | $1,824,120 |
| 11-02308 | 05/04/2012 | Claimant(s): Rodney Plaskett
Claimant Lawyers(s): Rodney A. Brown
Respondent(s): Ledgemont Capital Group, Ledgemont Securities LLC
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Philip M. Mandel, Jack Friedman, Aubrey Lees
Hearing Site: New York, NY
| | $0 |
| 11-03086 | 05/04/2012 | Claimant(s): Bernard Parker, Edward Jones
Claimant Lawyers(s): Dennis J. Capriglione
Respondent(s): Mary Falloon
Respondent Lawyers(s): Mary Jane Falloon
Arbitrator(s): David Finnegan, Larry Kars, Mary K. Ortegon
Hearing Site: New York, NY
| | $0 |
