| 11-01126 | 06/12/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D Weinreich
Respondent(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Respondent Lawyers(s): Margaret E. Peper
Arbitrator(s): Barbara J. Glenns, Romaine L. Gardner, Lynne M. Reid-McQueen
Hearing Site: New York, NY
| | $0 |
| 11-02098 | 06/12/2012 | Claimant(s): Williams Trading LLC
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Christopher Murphy, Jeremy Weemhoff, Mark Janssens, Access Securities
Respondent Lawyers(s): David S. Smith, John P. Barry
Arbitrator(s): Irene C. Warshauer, Joan Marie Chiusano, Gregory J. Getz
Hearing Site: New York, NY
| | $0 |
| 10-04602 | 06/08/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jack Petersen
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
| | $0 |
| 11-04028 | 06/08/2012 | Claimant(s): Barbara Eccles
Claimant Lawyers(s): Robert S. Eccles
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Fred S. Pieroni
Hearing Site: New York, NY
|  | $5,793 |
| 11-00862 | 06/06/2012 | Claimant(s): Melaine LLC
Claimant Lawyers(s): Richard Kraut
Respondent(s): Neal Deutsch, Chestnut Investment Group, First Allied Securities.
Respondent Lawyers(s): Michael Schwartzberg
Arbitrator(s): Linda R. Alpert, Linda Ashley, Sheryl-Anne Sastow
Hearing Site: New York, NY
| | $0 |
| 11-02833 | 06/04/2012 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): James Siegel
Respondent(s): Krishna Darooka
Respondent Lawyers(s): Krishna Kumar Darooka
Arbitrator(s): Donald J. Zoeller, Joseph N. Stineman, David S. Paul
Hearing Site: New York, NY
| | $0 |
| 11-02836 | 06/04/2012 | Claimant(s): The Herman Pearl Button Co.., Herman Pearl Button Profit Sharing Plan
Claimant Lawyers(s): William A. Cadel
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
| | $0 |
| 11-03838 | 05/31/2012 | Claimant(s): Ira Levine
Claimant Lawyers(s): Ira Levine
Respondent(s): Charles Matisi, Robert Brunetti
Respondent Lawyers(s): Charles Michael Matisi, Robert GIno Brunetti
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $0 |
| 11-03621 | 05/25/2012 | Claimant(s): Obsidian Financial Group, Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Akil Channer
Respondent Lawyers(s): Akil Jelani Channer
Arbitrator(s): Toby Susan DeSimone
Hearing Site: New York, NY
| | $0 |
| 11-04359 | 05/25/2012 | Claimant(s): Gary Sinderbrand, Steven Sinderbrand
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Maury Hoberman, James & Shirley Feigenbaum, Lawrence J. & Lisa N. Cohen, Robert Brown Trust
Respondent Lawyers(s): Seth Lipner
Arbitrator(s): James S. Hazard
Hearing Site: New York, NY
| | $0 |
