| 11-03689 | 04/17/2013 | Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
|  | $0 |
| 12-03018 | 04/16/2013 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 10-05635 | 04/16/2013 | Claimant(s): Dennis Lowery, James Vaughn, Robert Cancellieri
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Fred S. Pieroni, Jacob Aschkenasy, Douglas S. Abel
Hearing Site: New York, NY
| | $0 |
| 11-02418 | 04/16/2013 | Claimant(s): Alain Coello, Frank Braun, Leheng Lee, Yvonne Braun
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Anthony Giuliano III, John Thomas Financial
Respondent Lawyers(s): Anthony Frank Giuliano III, Robert M. Bursky
Arbitrator(s): Mitchell S. Friedman, Walter M. Schackman, Edwin H. Bennett
Hearing Site: New York, NY
| | $0 |
| 11-03842 | 04/08/2013 | Claimant(s): Frank Papa
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Saverio J. Cina, Madelon M. Rosenfeld, Laura Carraher
Hearing Site: New York, NY
| | $0 |
| 12-00341 | 04/03/2013 | Claimant(s): Daniel Dvorznak, James Dolan, Nicholas Tsikitas
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Anthony Salamone
Respondent Lawyers(s): Anthony Patrick Salamone
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | $0 |
| 11-03027 | 04/03/2013 | Claimant(s): Ji Min
Claimant Lawyers(s): Ji Young Min
Respondent(s): Daniel Ladner, David Prockter, UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David S. Billet, Fred L. Simon, William G. Haviland
Hearing Site: New York, NY
| | $0 |
| 11-03426 | 04/03/2013 | Claimant(s): Gerald Kahn
Claimant Lawyers(s): Shlomo G. Dickerman
Respondent(s): Chase Investment Services Corp., Vidya Jaggernauth
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
| | $0 |
| 11-01387 | 04/02/2013 | Claimant(s): Robert Scanlon and Donna Scanlon
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Stuart Rothenstein, William C. Soo-Hoo, John J. Vesey
Hearing Site: New York, NY
| | $0 |
| 11-04202 | 04/01/2013 | Claimant(s): Jo Mayeroff
Claimant Lawyers(s): Jo Mayeroff
Respondent(s): Daniel Schaffer, Aaron Capitalorporated
Respondent Lawyers(s): Gilbert W. Boyce
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
| | $0 |
