Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02024 | 06/14/2013 | Claimant(s): Mark Francis Claimant Lawyers(s): Mark Francis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Berman Hearing Site: New York, NY |  | $0 |
| 12-02362 | 06/13/2013 | Claimant(s): Gregory Kiernan Claimant Lawyers(s): Gregory Kiernan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina P. Martorana Arbitrator(s): David L. Binhak, Keely D. Parr, Robert Bartels Hearing Site: New York, NY | | $67,254 |
| 12-03628 | 06/12/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Leo Kogan Respondent(s): Keith Dagostino Respondent Lawyers(s): Keith Michael Dagostino Arbitrator(s): Paul Weinberg Hearing Site: New York, NY | $0 | |
| 12-03669 | 06/07/2013 | Claimant(s): Ara Hisarliyan Claimant Lawyers(s): Marc Fitapelli Respondent(s): E1 Asset Management. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY | | $300 |
| 11-01807 | 06/06/2013 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Peter Mullen Respondent Lawyers(s): Daniel J. Dwyer Arbitrator(s): Madelon M. Rosenfeld, Martin Hunger, Ivan W. Harper Hearing Site: New York, NY | $0 | |
| 12-01454 | 06/06/2013 | Claimant(s): Planner Securities LLC Claimant Lawyers(s): John Snyder Respondent(s): IAT Markets LLC Respondent Lawyers(s): Augustine F. Udo Arbitrator(s): W. Jeffrey Weinlandt Hearing Site: New York, NY | $0 | |
| 12-00919 | 06/06/2013 | Claimant(s): Linda Savitch Claimant Lawyers(s): Victor P. Muskin Respondent(s): Frank Palombo, Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Leonard M. Bakal, Vincent C. Pangia, Brian John Gallagher Hearing Site: New York, NY | | $0 |
| 11-04540 | 06/05/2013 | Claimant(s): Harry Jaffe Claimant Lawyers(s): Jonathan Sack Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Edward Baer, Martin H. Zern, Cheryl H. Agris Hearing Site: New York, NY | $0 | |
| 12-02291 | 06/05/2013 | Claimant(s): Caroline Kulik Claimant Lawyers(s): Vlad G. Spitzer Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson Hearing Site: New York, NY | $0 | |
| 12-02595 | 06/05/2013 | Claimant(s): John Sisk Claimant Lawyers(s): Timothy Feil Respondent(s): Respondent Lawyers(s): Arbitrator(s): Judith C. Zerden, Abe I. Borenstein, Denise L. Quarles Hearing Site: New York, NY | | $666,690 |