| 23-02197 | 03/21/2024 | Claimant(s): Robert Crothers
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
| | |
| 22-00837 | 03/20/2024 | Claimant(s): Ryan Nelson
Claimant Lawyers(s): Neil S. Binder
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin
Hearing Site: New York, NY
| | |
| 19-00829 | 03/19/2024 | Claimant(s): Qi Wang
Claimant Lawyers(s): Qi Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz
Hearing Site: New York, NY
|  | $0 |
| 23-01151 | 03/18/2024 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): Eric J Sussman
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
| | |
| 23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 21-02852 | 03/14/2024 | Claimant(s): Anthony DiDonna
Claimant Lawyers(s): Anthony Vincent DiDonna
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Linda Yarden, Keely D. Parr, Nancy Marie Thevenin
Hearing Site: New York, NY
| | $0 |
| 22-02381 | 03/12/2024 | Claimant(s): Anthony Colucci, Maryann Colucci, Estate of Richard A. Colucci
Claimant Lawyers(s): David J. Freniere
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ivan W. Harper, Linda J. Baer, Amy Jill Baranoff
Hearing Site: New York, NY
| | Expungement |
| 21-02779 | 03/12/2024 | Claimant(s): Philomena McCloskey, Philomena McCloskey IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
| | $0 |
| 23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
| | |
| 23-01134 | 03/08/2024 | Claimant(s): Robert Cohen
Claimant Lawyers(s): Robert David Cohen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus
Hearing Site: New York, NY
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