FINRA Awards for Nuviah Shirazi

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Displaying 11-20 out of 76 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02427	02/08/2023	Claimant(s): Catalina Hernandez-Sanchez, Luis Juarez-Hernandez Claimant Lawyers(s): Kirk G. Smith Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jeff Kilgore, Brian James Tagtmeier, Mina Banerjee Hearing Site: Houston, TX		Expungement
19-01392	12/12/2022	Claimant(s): Jeffrey Cohen Claimant Lawyers(s): David A. Schrader Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe Hearing Site: New York, NY		$0
22-00322	10/18/2022	Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
21-02544	06/03/2022	Claimant(s): Donald Wyrick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN
21-02573	05/25/2022	Claimant(s): Timothy Souhrada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO
21-01771	03/15/2022	Claimant(s): Glenn Fischer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): William F. Etherington Hearing Site: Richmond, VA
21-01437	02/22/2022	Claimant(s): John Hutchens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN
20-03168	11/23/2021	Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA Claimant Lawyers(s): Kirk G. Smith Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ		Expungement
21-00758	09/22/2021	Claimant(s): William Stordahl Claimant Lawyers(s): Chelsea Masters Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO
20-03804	07/19/2021	Claimant(s): Jonathan Short Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC