Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02855 | 03/24/2017 | Claimant(s): Elyse Spialter, Howard Spialter Claimant Lawyers(s): Peter S. Pearlman Respondent(s): David Lerner Associates. Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Linda J. Baer, Neal D. Baker Hearing Site: Newark, NJ |  | $19,478 |
| 16-01298 | 03/13/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D Berg Respondent(s): Anthony Altieri Respondent Lawyers(s): Anthony Altieri Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | Stipulated Award | |
| 16-00842 | 03/08/2017 | Claimant(s): Richard Davis Claimant Lawyers(s): Ira M. Belsky Respondent(s): Gregory Osborn, Axiom Capital Management. Respondent Lawyers(s): Gregory Jerome Ptasienski Osborn, William F. Dahill Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $36,667 |
| 16-02915 | 03/07/2017 | Claimant(s): James Struble Claimant Lawyers(s): Mark A. Tepper Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $29,284 |
| 16-01974 | 03/06/2017 | Claimant(s): Hope Olenyik Claimant Lawyers(s): Kenneth A Olenyik Respondent(s): Jon Stankovich, Joseph Ganun Respondent Lawyers(s): Joseph Calabrese Arbitrator(s): Philip Levine Hearing Site: Newark, NJ | | $0 |
| 16-03136 | 02/24/2017 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Robert Furciato Respondent Lawyers(s): Robert Furciato Arbitrator(s): S. Charles Tabak Hearing Site: Newark, NJ | ||
| 16-00667 | 02/16/2017 | Claimant(s): Tal Malhi Claimant Lawyers(s): Tal Malhi Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Amanda K. Caldwell Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ | ||
| 16-02582 | 02/15/2017 | Claimant(s): Lance Lipset Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Lacy M. Triplett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 16-00276 | 01/30/2017 | Claimant(s): James Hoffman Claimant Lawyers(s): Jonathan Kurta Respondent(s): Saimir Collaku Respondent Lawyers(s): Saimir Collaku Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ | | $98,155 |
| 16-01621 | 01/23/2017 | Claimant(s): Fred Laryea, Ina Laryea Claimant Lawyers(s): Fred W. Laryea Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Patrick R. Westerkamp Hearing Site: Newark, NJ | | $2,075 |