| 08-00668 | 10/14/2008 | Claimant(s): David Hicks, John Gilchrist, Nancy Frasier
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Douglas Crowe, MetLife Securities., Metropolitan Life Insurance Company
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Irving M. Shlesinger, David L. Walby, Samuel C. Johnson
Hearing Site: Birmingham, AL
|  | Dismissed by Rule 12206 |
| 08-00157 | 08/07/2008 | Claimant(s): Samuel Short
Claimant Lawyers(s): Samuel P. Short
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Donald Milo Helton
Hearing Site: Birmingham, AL
| | $15,425 |
| 07-03542 | 07/14/2008 | Claimant(s): Donna Pierce
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Irving M. Shlesinger, Marshal H. Emerson, Cheung David Chhieng
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
| 06-02577 | 06/30/2008 | Claimant(s): David Hester
Claimant Lawyers(s): David Hester
Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr.
Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi
Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips
Hearing Site: Birmingham, AL
| | $0 |
| 07-02010 | 06/12/2008 | Claimant(s): Howard Brazil, J.D. Russell, Joyce Russell, Keith Grice, Roger Weed, Estate of J. Max Grice
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): W. William Harness, Donald Milo Helton, Robert E. Graves
Hearing Site: Birmingham, AL
| | $232,965 |
| 07-01882 | 05/28/2008 | Claimant(s): Robert Forsyth, William Forsyth
Claimant Lawyers(s): Charles A. McCallum
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Shea O'Brien Hicks, Stephen A. Rowe
Arbitrator(s): Gloria J Liddell, Robert E. Graves, Samuel C. Johnson
Hearing Site: Birmingham, AL
| | $18,459 |
| 08-00100 | 05/06/2008 | Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL
| | |
| 05-04849 | 05/02/2008 | Claimant(s): Donna Wilson, Lavonia Trimble, Madron Wilson, Rick Wilson, Ruth Attaway, Tim Wilson
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): John Conroy, Kevin Brennan, Robert Marcus, Benson York Group.
Respondent Lawyers(s): Charles M. O'Rourke, John J. Conroy, President, Robert Joseph Marcus
Arbitrator(s): Don M. Bieger, W. William Harness, Samuel Appel
Hearing Site: Birmingham, AL
| | $319,894 |
| 07-02930 | 04/30/2008 | Claimant(s): William Kling
Claimant Lawyers(s): William Kling
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): A. Keith Logue
Hearing Site: Birmingham, AL
| | $0 |
| 07-01361 | 04/15/2008 | Claimant(s): Sheila Segrest, Sheila Segrest as next friend of Anna Br
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., Raymond, James & Associates., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Lita S Menkin, Todd Edward Phillips, Daniel T. Hull
Hearing Site: Birmingham, AL
| | $36,917 |
