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FINRA Awards for Herbert Branitsky

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Displaying 21-28 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0078209/19/2012Claimant(s): Richard Winslow
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Lawrence S. Silver, Herbert Branitsky, Andrew Jay Kohan
Hearing Site: Ft. Lauderdale, FL
Checkmark IconStipulated Award and Expungement
09-0402507/07/2011Claimant(s): Marilyn Berger and Barry Berger
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Herbert Branitsky, Laura Jeanette Cognetti, James M. Chase
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0476306/16/2011Claimant(s): Steven L. West & Judith West Jt Rev Tr
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): James Shawver, William Isaacson, Newbridge Securities Corporation
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Robert H. Hagan, David P. Slater, Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
09-0181711/11/2010Claimant(s): Karl Cross
Claimant Lawyers(s): Christopher M. David
Respondent(s): E*Trade Securities LLC, Robert Russini
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): Herbert Branitsky, Robert J. Buchner, Les R. Campbell
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
08-0464002/22/2010Claimant(s): Richard Lucas
Claimant Lawyers(s): Harry N. Turk
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
08-0433310/20/2009Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): David P. Muth
Respondent(s): Bradford Marshall, Robert Gesdorf, Shelagh Stewart, Thomas Palmer
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Peter J. Lavezzoli, Roy B. Gonas, Herbert Branitsky
Hearing Site: Ft. Lauderdale, FL
08-0371609/30/2009Claimant(s): Joseph Billera, JOGLO Associates
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Monroe Mitchel, Will Murphy, Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$250,000
08-0423507/06/2009Claimant(s): Joseph Messina
Claimant Lawyers(s): Joseph Messina
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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