| 21-01955 | 03/01/2022 | Claimant(s): Patricia Gremore
Claimant Lawyers(s): Patricia A. Gremore
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., A. G. Edwards & Sons., Wells Fargo Advisors Financial Network, Invesco Distributors.
Respondent Lawyers(s): Amanda Parisi, Anne Gerry, Jeffrey D. Rodgers
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12206 |
| 20-02497 | 01/19/2022 | Claimant(s): Christopher Cowans
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 20-03181 | 10/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Morgan Stanley DW Inc., American Capital Partners
Respondent Lawyers(s): Jeremy S. Winer, John Gardini
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 21-00697 | 09/24/2021 | Claimant(s): Richard Bellew
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | |
| 20-03183 | 09/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Morgan Stanley DW Inc., Trident Partners Ltd.
Respondent Lawyers(s): Jeremy S. Winer, Nicholas Scavone
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
| | |
| 20-02810 | 08/09/2021 | Claimant(s): Brannan Vaughan
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
| | |
| 20-02757 | 05/21/2021 | Claimant(s): Thomas O'Rourke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc.
Respondent Lawyers(s): Christopher M. Sacco, Omar Perez
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
| | |
| 20-01689 | 04/12/2021 | Claimant(s): Keith Galanti
Claimant Lawyers(s): Harry Meyer
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | |
| 20-02064 | 03/08/2021 | Claimant(s): David Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
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