| 19-00105 | 05/01/2023 | Claimant(s): Raymond Jallow
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Carter Taylor, Charles Schwab & Co..
Respondent Lawyers(s): Gordon . C Young
Arbitrator(s): Sandra L. Malek, Camille Brown, Alina Landver
Hearing Site: Los Angeles, CA
| | |
| 22-02054 | 04/06/2023 | Claimant(s): John Redhead
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 22-00807 | 03/27/2023 | Claimant(s): Edward McCoy, Shirley McCoy
Claimant Lawyers(s): Edward A. McCoy
Respondent(s): Charles Schwab & Co.., TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Michael S. Matek, Mark S. Foster, Susan Baker Teson
Hearing Site: Kansas City, MO
|  | $300 |
| 21-01288 | 03/13/2023 | Claimant(s): Robert Thompson
Claimant Lawyers(s): Robert Brendan Thompson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gary B. Deutsch, Michael Alan Ellis, Laurie Ann Malone
Hearing Site: Cleveland, OH
| | $37,000 |
| 22-02345 | 02/28/2023 | Claimant(s): John and Christine Stewart
Claimant Lawyers(s): Christine Stewart
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
| | $19 |
| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian
Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams
Hearing Site: Jersey City, NJ
| | |
| 20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown
Hearing Site: Kansas City, MO
| | $144,425 |
| 21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
| | Expungement |
| 21-02549 | 02/02/2023 | Claimant(s): Steven Howell
Claimant Lawyers(s): Michael Hill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai
Hearing Site: Boca Raton, FL
| | $0 |
| 22-00525 | 01/24/2023 | Claimant(s): John Zhang
Claimant Lawyers(s): Zachary Morse
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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