| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian
Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams
Hearing Site: Jersey City, NJ
| | |
| 20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown
Hearing Site: Kansas City, MO
|  | $144,425 |
| 21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
| | Expungement |
| 21-02549 | 02/02/2023 | Claimant(s): Steven Howell
Claimant Lawyers(s): Michael Hill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Mark C. Perry, Alessandra Piras Torrens, Danielle Dudai
Hearing Site: Boca Raton, FL
| | $0 |
| 22-00525 | 01/24/2023 | Claimant(s): John Zhang
Claimant Lawyers(s): Zachary Morse
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
| 21-01693 | 12/23/2022 | Claimant(s): Guohua Wang
Claimant Lawyers(s): Andrew W. Robertson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mark T. Drooks
Arbitrator(s): Kirtley M. Thiesmeyer, Michael Lawrence Chappell, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
| | $0 |
| 20-02670 | 12/22/2022 | Claimant(s): Moody National DST Sponsor
Claimant Lawyers(s): Douglas A. Daniels
Respondent(s): Charles Schwab & Co.., Zachariah Bickers
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Stephanie E. Simmons, William Guy Arnot, Stephen Neil Foster
Hearing Site: Houston, TX
| | $0 |
| 22-01747 | 12/15/2022 | Claimant(s): Paul Weiland
Claimant Lawyers(s): Paul J. Weiland
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Barbara Black
Hearing Site: Raleigh, NC
| | $88 |
| 22-00364 | 12/05/2022 | Claimant(s): Jason Abbamonte
Claimant Lawyers(s): Harris Freedman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
| | |
| 21-02847 | 10/25/2022 | Claimant(s): Sean Barker
Claimant Lawyers(s): Alexander Darr
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Frank Cuccio
Arbitrator(s): Samuel H. Chorches, John W. Eichleay, Edward W. Morris
Hearing Site: Augusta, ME
| | $0 |
