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FINRA Awards for June Y. Kilmarx

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Displaying 11-19 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0149007/09/2010Claimant(s): Connecticut College
Claimant Lawyers(s): James T. Shearin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): June Y. Kilmarx, Sean Michael Peoples, James J. Gadarowski
Hearing Site: New London, CT
Checkmark Icon$363,503
09-0423907/02/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Robert McLellan
Respondent Lawyers(s): Michael A. Collora
Arbitrator(s): June Y. Kilmarx, Tom L. Peterson, Amy Lampert
Hearing Site: Boston, MA
Checkmark Icon$0
08-0443205/21/2010Claimant(s): Linda Manjarrez
Claimant Lawyers(s): Evans J. Carter
Respondent(s): Paul Hess, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): June Y. Kilmarx, Peter Svorinic, Jeffrey S. Troderman
Hearing Site: Boston, MA
Checkmark Icon$0
09-0106605/07/2010Claimant(s): Peabody House Company Partnership
Claimant Lawyers(s): Kevin S. Murphy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Gerard S. Marsan, June Y. Kilmarx, Pran N. Tiku
Hearing Site: Boston, MA
Checkmark Icon$0
08-0417712/15/2009Claimant(s): Henry Bendikian and Sheila Bendikian
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich
Hearing Site: Boston, MA
Checkmark Icon$0
09-0344211/24/2009Claimant(s): Kent Forkner
Claimant Lawyers(s): Kent M. Forkner
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
Checkmark Icon$0
08-0201804/16/2009Claimant(s): Holly Angell Hardman, Trustee
Claimant Lawyers(s): Ari J. Hoffman
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): June Y. Kilmarx, Howard M. Miller, Peter Svorinic
Hearing Site: Boston, MA
Checkmark Icon$0
06-0248802/11/2009Claimant(s): Metropolitan Life Insurance Company
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Adam Sherman, Brian Doherty, Daniel Curran, Erich Ingram, John Murray, Mitchell Doren, Richard Gilman, Robert Murphy, Thomas Curran, William Cratty, William LeClair, Park Avenue Securities LLC
Respondent Lawyers(s): John Murray, Robert A. Fisher, Terrence P. Canade
Arbitrator(s): Lewis S. Kurlantzick, June Y. Kilmarx, C. Henry Lucas
Hearing Site: Boston, MA
07-0000911/26/2007Claimant(s): Eric Gauster
Claimant Lawyers(s): Eric Robert Gauster
Respondent(s): Citigroup Global Markets., Martin Parquette, Michael Parker
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): June Y. Kilmarx, Edward Joseph Boudreau, Joseph Charles Kennedy
Hearing Site: Boston, MA

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