| 23-01895 | 12/11/2023 | Claimant(s): Mohamed Azeez
Claimant Lawyers(s): Mohamed Azeez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Joanne Colbert Stanley
Hearing Site: Boca Raton, FL
| | |
| 19-02039 | 12/04/2023 | Claimant(s): Gables Capital Management.
Claimant Lawyers(s): Jeffrey T. Foreman
Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, INTL FCStone Financial.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Barth Satuloff, Paul B. Glantz, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
|  | Expungement |
| 23-01063 | 11/29/2023 | Claimant(s): Jeffrey Zapoleon
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Steven R. Reininger, Louis David Huss, Michael Mazor
Hearing Site: Boca Raton, FL
| | |
| 23-01347 | 11/24/2023 | Claimant(s): Steven Hein
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Richard W. Epstein, Scott A. Eichhorn, Ellen Jane Vaughan
Hearing Site: Boca Raton, FL
| | |
| 23-01763 | 11/21/2023 | Claimant(s): Mark Hopper
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
| | |
| 22-01616 | 11/21/2023 | Claimant(s): Eric Chirinsky, Chirinsky Investments LLLP, The Eric Chirinsky Family Trust
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Juda Schechter, Mariner dba Mariner Wealth Advisors
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Robert Steven Haught
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-01423 | 11/16/2023 | Claimant(s): Tradespot Markets Inc.
Claimant Lawyers(s): Daniel DeSouza
Respondent(s): ICARO Media Group Inc.
Respondent Lawyers(s): Kennan E. Kaeder
Arbitrator(s): Daniel H. Yaffe, Harvey David Cohen, Marc Ira Sinensky
Hearing Site: Boca Raton, FL
| | |
| 23-01131 | 11/13/2023 | Claimant(s): Charles McAfee
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins
Hearing Site: Boca Raton, FL
| | |
| 23-01036 | 11/06/2023 | Claimant(s): Christopher Norton
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 22-02895 | 11/02/2023 | Claimant(s): Richard Ehrlich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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