| 17-02414 | 03/02/2018 | Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 16-02653 | 02/28/2018 | Claimant(s): Elaine Sommer, Richard Sommer, Elaine and Richard Sommer Joint Account, Elaine Sommer Revocable Trust, Richard Sommer Trust U/A DTD 1/13/95
Claimant Lawyers(s): Robert C. Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Joseph Benalt, Donald Theodore Ryce, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-03269 | 02/28/2018 | Claimant(s): Bertram Tamarkin, Bernita Tamarkin Estate Tax Shelter, Bertram Tamarkin Trust U/A DTD
Claimant Lawyers(s): Jared A. Levy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephan M. Louviere
Arbitrator(s): Lawrence M. Green, Richard J. Kaplan, Carolyn E. Moore
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02723 | 02/21/2018 | Claimant(s): Martin Hack
Claimant Lawyers(s): Martin Hack
Respondent(s): Barry Rubin
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
| | $13,689 |
| 17-00853 | 02/12/2018 | Claimant(s): Craig Price
Claimant Lawyers(s): John D. Stewart
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Frederick P. Hartman, Richard W. Epstein, Gilbert A. Schnirman
Hearing Site: Boca Raton, FL
| | |
| 16-02374 | 02/08/2018 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E.. Fulton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 17-02399 | 02/08/2018 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jeffrey Marchitto
Respondent Lawyers(s): Jeffrey Louis Marchitto
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 17-02551 | 02/02/2018 | Claimant(s): H. Beck.
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Maurice Wilde
Respondent Lawyers(s): Maurice C. Wilde
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | |
| 16-02083 | 02/02/2018 | Claimant(s): Julius Berkowitz&Estelle Berkowitz Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry, Robert Lawrence Ostrov, Stacey Rosenthal
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL
| | Expungement |
