| 18-02029 | 01/25/2019 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Soneet R. Kapila
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 18-02700 | 01/24/2019 | Claimant(s): Kevin Turnock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 17-01603 | 01/24/2019 | Claimant(s): Kathleen Wallace, William Wallace, Wallace Risk Management Inc.
Claimant Lawyers(s): Scott J. Link
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Perry Earl Phillips, Sidney Turner, Martin I Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 17-03375 | 01/24/2019 | Claimant(s): John Medeiros, John C. Medeiros Bene of Estate P. Medeiros, The John C. Medeiros Trust Dtd. 5/5/16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Paul J. Burkhart, Stacey Rosenthal, Adam Lawrence Frankel
Hearing Site: Boca Raton, FL
| | $276,226 |
| 18-02372 | 01/23/2019 | Claimant(s): Alternative Asset Investment Management
Claimant Lawyers(s): Victor Park
Respondent(s): Victor Rodriguez
Respondent Lawyers(s): Victor Hugo Rodriguez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 18-01802 | 01/22/2019 | Claimant(s): Anthony Marcello
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): GunnAllen Financial, J.P. Turner & Company
Respondent Lawyers(s): Christina Vourakis, Deborah Anne Williams
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 18-00414 | 01/18/2019 | Claimant(s): Michael Halperin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | |
| 18-01678 | 01/11/2019 | Claimant(s): Daryn Pingleton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
| | |
| 16-01223 | 01/04/2019 | Claimant(s): Ivan Gefen
Claimant Lawyers(s): Paul R. Dehmel
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael A. Levin, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 17-01761 | 12/27/2018 | Claimant(s): Bruce L. Sanft IRA, Bruce L. Sanft Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Fredric R. Dichter, Thomas W. Allen, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
