Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03155 | 07/25/2018 | Claimant(s): Peter Inserra Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Dietrich Perreault Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 17-03356 | 07/09/2018 | Claimant(s): Randall Lehman Claimant Lawyers(s): Owen Harnett Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Thomas F. Mahoney Hearing Site: Indianapolis, IN | ||
| 17-02248 | 06/14/2018 | Claimant(s): Michael Pohlod Claimant Lawyers(s): Owen Harnett Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI | ||
| 17-02872 | 06/13/2018 | Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): American Eagle Investments. Respondent Lawyers(s): Allen R. Rosenberg Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 17-02257 | 06/12/2018 | Claimant(s): Jeffrey Ostrander Claimant Lawyers(s): Owen Harnett Respondent(s): SII Investments. Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): M. W. Gear Hearing Site: Kansas City, MO | ||
| 17-02597 | 05/30/2018 | Claimant(s): Peter Han Claimant Lawyers(s): Owen Harnett Respondent(s): Centaurus Financial., First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Paul King Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 17-02985 | 05/30/2018 | Claimant(s): Aaron Graham Claimant Lawyers(s): Owen Harnett Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Mary Margaret Bush Hearing Site: Salt Lake City, UT | ||
| 17-02260 | 05/25/2018 | Claimant(s): Elizabeth Angelone Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 17-01959 | 05/12/2018 | Claimant(s): Jay Hokanson Claimant Lawyers(s): Owen Harnett Respondent(s): First Heartland Capital. Respondent Lawyers(s): David M. Hoff Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 17-02743 | 05/10/2018 | Claimant(s): Michael Warr Claimant Lawyers(s): Owen Harnett Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Lita S Menkin Hearing Site: Birmingham, AL |